# Beck Capital Management LLC

> Beck Capital Management LLC is an SEC-registered investment advisory firm in Austin, TX, registered since 2010, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 23, 2026.

- CRD: 152705
- Filed as: BECK CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: September 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/152705
- AdvisorCensus page: https://advisorcensus.com/firm/beck-capital-management-llc-austin-tx-152705

## Quick answers

**How is Beck Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Beck Capital Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Beck Capital Management LLC located?**
Beck Capital Management LLC's principal office is in Austin, TX, according to its Form ADV.

**Is Beck Capital Management LLC registered with the SEC or a state?**
Beck Capital Management LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 152705.

**How much does Beck Capital Management LLC manage?**
Beck Capital Management LLC reports $562,420,185 in regulatory assets under management in its Form ADV filing dated September 23, 2026 (100% discretionary).

**How have Beck Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Beck Capital Management LLC: Regulatory assets under management: $304,241,947 in the October 2021 data and $562,420,185 in the October 2026 data, up 85%. Total employees: 6 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Beck Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (256); high net worth individuals (193); charitable organizations (1).

**Which custodians does Beck Capital Management LLC use?**
Beck Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Beck Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152705

**What changed in Beck Capital Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 7. Regulatory assets under management went from $504,891,520 to $562,420,185 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $562,420,185
- Discretionary: $562,420,185
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 256 | $86,974,803 |
| High net worth individuals | 193 | $470,363,362 |
| Charitable organizations | 1 | $4,942,494 |
| Corporations or other businesses not listed above | 1 | $139,526 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2010 (16 years)
- Employees: 9 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, IL, LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- beckcapitalmanagement.com
- beckcapitalmgmt.com
- Facebook @BECKCAPITALMANAGEMENT
- LinkedIn @beck-capital-management-llc
- X @BeckCapMgmt
- YouTube @UC8IfDRgSvgeR_5Y5FFNakVw

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $304,241,947 | 6 | August 3, 2021 |
| October 2022 | $392,298,163 | 8 | March 21, 2022 |
| October 2023 | $328,650,122 | 8 | March 16, 2023 |
| October 2024 | $384,611,167 | 10 | June 20, 2024 |
| October 2025 | $504,891,520 | 9 | April 16, 2025 |
| October 2026 | $562,420,185 | 9 | September 23, 2026 |

Regulatory assets under management: $304,241,947 in the October 2021 data and $562,420,185 in the October 2026 data, up 85%.
Total employees: 6 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 7.
- Regulatory assets under management went from $504,891,520 to $562,420,185 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Beck Capital Management LLC (CRD 152705): Form ADV filing data as of October 2026.