{
  "crd_number": 152705,
  "slug": "beck-capital-management-llc-austin-tx-152705",
  "primary_business_name": "BECK CAPITAL MANAGEMENT LLC",
  "legal_name": "BECK CAPITAL MANAGEMENT LLC",
  "dbas": [],
  "city": "Austin",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "12420",
  "metro": {
    "cbsa_code": "12420",
    "common_name": "Austin",
    "msa_name": "Austin-Round Rock-San Marcos, TX",
    "path": "/advisors/tx/austin"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2010-01-07",
  "years_registered": 16,
  "period": "2026-10-01",
  "filing_date": "2026-09-23",
  "carried_forward": false,
  "raum_total": 562420185.0,
  "raum_discretionary": 562420185.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 9,
  "advisory_employees": 7,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 4942494.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 86974803.0,
      "count": 256
    },
    "high_net_worth_individuals": {
      "raum": 470363362.0,
      "count": 193
    },
    "corporations_other_businesses": {
      "raum": 139526.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "FL",
    "IL",
    "LA",
    "TX"
  ],
  "websites": [
    "https://beckcapitalmanagement.com",
    "https://beckcapitalmgmt.com",
    "https://facebook.com/BECKCAPITALMANAGEMENT",
    "https://linkedin.com/company/beck-capital-management-llc/mycompany",
    "https://x.com/BeckCapMgmt",
    "https://youtube.com/channel/UC8IfDRgSvgeR_5Y5FFNakVw"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/152705",
  "city_as_filed": "AUSTIN",
  "url": "https://advisorcensus.com/firm/beck-capital-management-llc-austin-tx-152705",
  "display_name": "Beck Capital Management LLC",
  "summary": "Beck Capital Management LLC is an SEC-registered investment advisory firm in Austin, TX, registered since 2010, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 23, 2026.",
  "citation": "AdvisorCensus. Beck Capital Management LLC (CRD 152705): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Beck Capital Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Beck Capital Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Beck Capital Management LLC located?",
      "a": "Beck Capital Management LLC's principal office is in Austin, TX, according to its Form ADV."
    },
    {
      "q": "Is Beck Capital Management LLC registered with the SEC or a state?",
      "a": "Beck Capital Management LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 152705."
    },
    {
      "q": "How much does Beck Capital Management LLC manage?",
      "a": "Beck Capital Management LLC reports $562,420,185 in regulatory assets under management in its Form ADV filing dated September 23, 2026 (100% discretionary)."
    },
    {
      "q": "How have Beck Capital Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Beck Capital Management LLC: Regulatory assets under management: $304,241,947 in the October 2021 data and $562,420,185 in the October 2026 data, up 85%. Total employees: 6 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Beck Capital Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (256); high net worth individuals (193); charitable organizations (1)."
    },
    {
      "q": "Which custodians does Beck Capital Management LLC use?",
      "a": "Beck Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Beck Capital Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152705"
    },
    {
      "q": "What changed in Beck Capital Management LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 6 to 7. Regulatory assets under management went from $504,891,520 to $562,420,185 (+11%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 304241947.0,
      "total_employees": 6,
      "filing_date": "2021-08-03"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 392298163.0,
      "total_employees": 8,
      "filing_date": "2022-03-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 328650122.0,
      "total_employees": 8,
      "filing_date": "2023-03-16"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 384611167.0,
      "total_employees": 10,
      "filing_date": "2024-06-20"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 504891520.0,
      "total_employees": 9,
      "filing_date": "2025-04-16"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 562420185.0,
      "total_employees": 9,
      "filing_date": "2026-09-23"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 6 to 7.",
        "Regulatory assets under management went from $504,891,520 to $562,420,185 (+11%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/beck-capital-management-llc-austin-tx-152705.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 256,
      "fewer_than_5": false,
      "raum": 86974803.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 193,
      "fewer_than_5": false,
      "raum": 470363362.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 4942494.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 1,
      "fewer_than_5": true,
      "raum": 139526.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/152705",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}