# Beck Asset Management SA

> Beck Asset Management SA is an SEC-registered investment advisory firm in Zurich, Switzerland, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 162969
- Filed as: BECK ASSET MANAGEMENT SA
- Legal name: Beck Asset Management AG
- Also doing business as: BECK ASSET MANAGEMENT LTD
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Zurich, Switzerland
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162969
- AdvisorCensus page: https://advisorcensus.com/firm/beck-asset-management-sa-zurich-162969

## Quick answers

**How is Beck Asset Management SA compensated?**
On its Form ADV (Item 5.E, October 2026), Beck Asset Management SA reports these compensation arrangements: a percentage of assets under its management.

**Where is Beck Asset Management SA located?**
Beck Asset Management SA's principal office is in Zurich, Switzerland, according to its Form ADV.

**Is Beck Asset Management SA registered with the SEC or a state?**
Beck Asset Management SA is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 162969.

**How much does Beck Asset Management SA manage?**
Beck Asset Management SA reports $48,174,585 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (100% discretionary).

**How have Beck Asset Management SA's assets and staff changed since 2021?**
In the Form ADV data for Beck Asset Management SA: Regulatory assets under management: $31,375,190 in the October 2021 data and $48,174,585 in the October 2026 data, up 54%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Beck Asset Management SA serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (13); high net worth individuals (11).

**Which custodians does Beck Asset Management SA use?**
Beck Asset Management SA's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank Vontobel AG, DZ Privatbank (Schweiz) AG and Swissquote Bank AG as custodians holding 10% or more of its separately managed account assets.

**Does Beck Asset Management SA report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162969

**Does Beck Asset Management SA state an account minimum?**
Its Form ADV Part 2A brochure dated March 12, 2026 says: "Generally, Beck AM prefers its client relationships to have a minimum of $250,000 of AUM or AUA."

**What changed in Beck Asset Management SA's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $41,549,644 to $48,174,585 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 12, 2026)

- Account minimum: $250,000

> Generally, Beck AM prefers its client relationships to have a minimum of $250,000 of AUM or AUA.

- Minimum annual fee: $3,750

> Generally, Beck AM charges 0.75% of AUM or AUA. The minimum fee is CHF 3,750 or its equivalent in foreign currency.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Bank Vontobel AG
- DZ Privatbank (Schweiz) AG
- Swissquote Bank AG

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $48,174,585
- Discretionary: $48,174,585
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 13 | $3,781,861 |
| High net worth individuals | 11 | $44,392,724 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DE, FL, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @10320671

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $31,375,190 | 1 | March 18, 2021 |
| October 2022 | $34,452,237 | 2 | March 21, 2022 |
| October 2023 | $35,778,068 | 2 | March 27, 2023 |
| October 2024 | $43,621,284 | 2 | March 26, 2024 |
| October 2025 | $41,549,644 | 2 | March 24, 2025 |
| October 2026 | $48,174,585 | 2 | March 12, 2026 |

Regulatory assets under management: $31,375,190 in the October 2021 data and $48,174,585 in the October 2026 data, up 54%.
Total employees: 1 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $41,549,644 to $48,174,585 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Beck Asset Management SA (CRD 162969): Form ADV filing data as of October 2026.