# Beaton Management Co Inc

> Beaton Management Co Inc is an SEC-registered investment advisory firm in Haverhill, MA, registered since 1984, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 104728
- Filed as: BEATON MANAGEMENT CO INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Haverhill, MA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/104728
- AdvisorCensus page: https://advisorcensus.com/firm/beaton-management-co-inc-haverhill-ma-104728

## Quick answers

**How is Beaton Management Co Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Beaton Management Co Inc reports these compensation arrangements: a percentage of assets under its management.

**Where is Beaton Management Co Inc located?**
Beaton Management Co Inc's principal office is in Haverhill, MA, according to its Form ADV.

**Is Beaton Management Co Inc registered with the SEC or a state?**
Beaton Management Co Inc is an SEC-registered investment advisory firm, registered since 1984. Status as filed: Approved. CRD 104728.

**How much does Beaton Management Co Inc manage?**
Beaton Management Co Inc reports $445,694,434 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (97% discretionary).

**How have Beaton Management Co Inc's assets and staff changed since 2021?**
In the Form ADV data for Beaton Management Co Inc: Regulatory assets under management: $273,819,128 in the October 2021 data and $445,694,434 in the October 2026 data, up 63%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Beaton Management Co Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (113); charitable organizations (26); high net worth individuals (14).

**Which custodians does Beaton Management Co Inc use?**
Beaton Management Co Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC and UBS Financial Services Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Beaton Management Co Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104728

**Does Beaton Management Co Inc state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Beaton Management does not impose a minimum dollar value on assets or other condition for opening or maintaining an account."

**What changed in Beaton Management Co Inc's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $394,404,464 to $445,694,434 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: None

> Beaton Management does not impose a minimum dollar value on assets or other condition for opening or maintaining an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC
- UBS Financial Services Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $445,694,434
- Discretionary: $434,424,863
- Non-discretionary: $11,269,571

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 113 | $202,677,042 |
| High net worth individuals | 14 | $138,633,915 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $7,505,140 |
| Charitable organizations | 26 | $96,878,337 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 1984 (41 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- beatonmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $273,819,128 | 2 | March 26, 2021 |
| October 2022 | $329,976,419 | 2 | March 23, 2022 |
| October 2023 | $306,038,609 | 2 | March 28, 2023 |
| October 2024 | $346,020,035 | 2 | March 29, 2024 |
| October 2025 | $394,404,464 | 2 | March 30, 2025 |
| October 2026 | $445,694,434 | 3 | March 31, 2026 |

Regulatory assets under management: $273,819,128 in the October 2021 data and $445,694,434 in the October 2026 data, up 63%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $394,404,464 to $445,694,434 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Beaton Management Co Inc (CRD 104728): Form ADV filing data as of October 2026.