{
  "crd_number": 104728,
  "slug": "beaton-management-co-inc-haverhill-ma-104728",
  "primary_business_name": "BEATON MANAGEMENT CO INC",
  "legal_name": "BEATON MANAGEMENT CO INC",
  "dbas": [],
  "city": "Haverhill",
  "state": "MA",
  "country": "United States",
  "cbsa_code": "14460",
  "metro": {
    "cbsa_code": "14460",
    "common_name": "Boston",
    "msa_name": "Boston-Cambridge-Newton, MA-NH",
    "path": "/advisors/ma/boston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1984-10-15",
  "years_registered": 41,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 445694434.0,
  "raum_discretionary": 434424863.0,
  "raum_non_discretionary": 11269571.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 96878337.0,
      "count": 26
    },
    "individuals": {
      "raum": 202677042.0,
      "count": 113
    },
    "pension_profit_sharing": {
      "raum": 7505140.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 138633915.0,
      "count": 14
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "MA"
  ],
  "websites": [
    "https://beatonmanagement.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/104728",
  "city_as_filed": "HAVERHILL",
  "url": "https://advisorcensus.com/firm/beaton-management-co-inc-haverhill-ma-104728",
  "display_name": "Beaton Management Co Inc",
  "summary": "Beaton Management Co Inc is an SEC-registered investment advisory firm in Haverhill, MA, registered since 1984, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Beaton Management Co Inc (CRD 104728): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Beaton Management Co Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Beaton Management Co Inc reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Beaton Management Co Inc located?",
      "a": "Beaton Management Co Inc's principal office is in Haverhill, MA, according to its Form ADV."
    },
    {
      "q": "Is Beaton Management Co Inc registered with the SEC or a state?",
      "a": "Beaton Management Co Inc is an SEC-registered investment advisory firm, registered since 1984. Status as filed: Approved. CRD 104728."
    },
    {
      "q": "How much does Beaton Management Co Inc manage?",
      "a": "Beaton Management Co Inc reports $445,694,434 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (97% discretionary)."
    },
    {
      "q": "How have Beaton Management Co Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Beaton Management Co Inc: Regulatory assets under management: $273,819,128 in the October 2021 data and $445,694,434 in the October 2026 data, up 63%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Beaton Management Co Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (113); charitable organizations (26); high net worth individuals (14)."
    },
    {
      "q": "Which custodians does Beaton Management Co Inc use?",
      "a": "Beaton Management Co Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC and UBS Financial Services Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Beaton Management Co Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104728"
    },
    {
      "q": "Does Beaton Management Co Inc state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"Beaton Management does not impose a minimum dollar value on assets or other condition for opening or maintaining an account.\""
    },
    {
      "q": "What changed in Beaton Management Co Inc's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $394,404,464 to $445,694,434 (+13%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 273819128.0,
      "total_employees": 2,
      "filing_date": "2021-03-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 329976419.0,
      "total_employees": 2,
      "filing_date": "2022-03-23"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 306038609.0,
      "total_employees": 2,
      "filing_date": "2023-03-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 346020035.0,
      "total_employees": 2,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 394404464.0,
      "total_employees": 2,
      "filing_date": "2025-03-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 445694434.0,
      "total_employees": 3,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 3.",
        "Regulatory assets under management went from $394,404,464 to $445,694,434 (+13%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Beaton Management does not impose a minimum dollar value on assets or other condition for opening or maintaining an account."
        ]
      }
    ],
    "quotes": [
      "Beaton Management does not impose a minimum dollar value on assets or other condition for opening or maintaining an account."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Pershing LLC",
      "name_as_filed": "PERSHING LLC",
      "affiliated": false
    },
    {
      "name": "UBS Financial Services Inc.",
      "name_as_filed": "UBS FINANCIAL SERVICES INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/beaton-management-co-inc-haverhill-ma-104728.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 113,
      "fewer_than_5": false,
      "raum": 202677042.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 14,
      "fewer_than_5": false,
      "raum": 138633915.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 7505140.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 26,
      "fewer_than_5": false,
      "raum": 96878337.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/104728",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}