# Bearing Point Capital

> Bearing Point Capital is an SEC-registered investment advisory firm in Richfield, MN, registered since 2024, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated August 11, 2026.

- CRD: 332023
- Filed as: BEARING POINT CAPITAL
- Legal name: Bearing Point Capital, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Richfield, MN
- Filing period: October 2026
- Form ADV filing dated: August 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/332023
- AdvisorCensus page: https://advisorcensus.com/firm/bearing-point-capital-richfield-mn-332023

## Quick answers

**How is Bearing Point Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Bearing Point Capital reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Bearing Point Capital located?**
Bearing Point Capital's principal office is in Richfield, MN, according to its Form ADV.

**Is Bearing Point Capital registered with the SEC or a state?**
Bearing Point Capital is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332023.

**How much does Bearing Point Capital manage?**
Bearing Point Capital reports $1,111,491,574 in regulatory assets under management in its Form ADV filing dated August 11, 2026 (100% discretionary).

**How have Bearing Point Capital's assets and staff changed since 2024?**
In the Form ADV data for Bearing Point Capital: Regulatory assets under management: $0 in the October 2024 data and $1,111,491,574 in the October 2026 data. Total employees: 7 in October 2024 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Bearing Point Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (134); high net worth individuals (95); corporations or other businesses not listed above (5).

**Which custodians does Bearing Point Capital use?**
Bearing Point Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Bearing Point Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332023

**What changed in Bearing Point Capital's recent Form ADV filings?**
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,111,491,574
- Discretionary: $1,111,491,574
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 134 | $85,546,946 |
| High net worth individuals | 95 | $1,010,092,095 |
| Banking or thrift institutions | 2 | $1,235,695 |
| Corporations or other businesses not listed above | 5 | $14,616,838 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 7 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, IL, MN, NH, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bearingpointcap.com
- LinkedIn @bearing-point-capital-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $0 | 7 | August 26, 2024 |
| October 2025 | $907,456,293 | 8 | March 26, 2025 |
| October 2026 | $1,111,491,574 | 7 | August 11, 2026 |

Regulatory assets under management: $0 in the October 2024 data and $1,111,491,574 in the October 2026 data.
Total employees: 7 in October 2024 and 7 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Updated its list of owners and control persons (Schedule A).

### August 2026
- Registered or notice-filed in NH.

### April 2026
- Employees performing advisory functions went from 5 to 4.
- Regulatory assets under management went from $907,456,293 to $1,111,491,574 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bearing Point Capital (CRD 332023): Form ADV filing data as of October 2026.