{
  "crd_number": 119290,
  "slug": "beacon-pointe-advisors-llc-newport-beach-ca-119290",
  "primary_business_name": "BEACON POINTE ADVISORS, LLC",
  "legal_name": "BEACON POINTE ADVISORS, LLC",
  "dbas": [],
  "city": "Newport Beach",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2002-02-20",
  "years_registered": 24,
  "period": "2026-10-01",
  "filing_date": "2026-08-31",
  "carried_forward": false,
  "raum_total": 54872534714.0,
  "raum_discretionary": 50539424600.0,
  "raum_non_discretionary": 4333110114.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 780,
  "advisory_employees": 440,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 3360542422.0,
      "count": 156
    },
    "individuals": {
      "raum": 6090549328.0,
      "count": 18083
    },
    "banking_thrift": {
      "raum": 8475789.0,
      "count": 1,
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": 12432223.0,
      "count": 1,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 595270884.0,
      "count": 8
    },
    "investment_companies": {
      "raum": 984103718.0,
      "count": 1
    },
    "pension_profit_sharing": {
      "raum": 357098209.0,
      "count": 55
    },
    "high_net_worth_individuals": {
      "raum": 43045034517.0,
      "count": 11482
    },
    "pooled_investment_vehicles": {
      "raum": 109776081.0,
      "count": 7
    },
    "corporations_other_businesses": {
      "raum": 309251543.0,
      "count": 135
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "PR",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VI",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://beaconpointe.com",
    "https://beaconpointefunds.com",
    "https://beaconpointewai.com",
    "https://facebook.com/BEACONPOINTERIA",
    "https://facebook.com/GETTHESENSE",
    "https://getthesense.com",
    "https://instagram.com/BEACONPOINTEADVISORS",
    "https://linkedin.com/COMPANY/BEACON-POINTE-RIA",
    "https://linkedin.com/COMPANY/THE-SENSE",
    "https://pinterest.com/BEACONPOINTE",
    "https://x.com/BEACONPOINTECIO",
    "https://x.com/BEACONPOINTERIA",
    "https://x.com/BEACONPOINTEWAI",
    "https://x.com/BPWEALTHADVISOR",
    "https://x.com/GETTHESENSE"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/119290",
  "city_as_filed": "NEWPORT BEACH",
  "url": "https://advisorcensus.com/firm/beacon-pointe-advisors-llc-newport-beach-ca-119290",
  "display_name": "Beacon Pointe Advisors, LLC",
  "summary": "Beacon Pointe Advisors, LLC is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2002, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 31, 2026.",
  "citation": "AdvisorCensus. Beacon Pointe Advisors, LLC (CRD 119290): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Beacon Pointe Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Beacon Pointe Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees."
    },
    {
      "q": "Where is Beacon Pointe Advisors, LLC located?",
      "a": "Beacon Pointe Advisors, LLC's principal office is in Newport Beach, CA, according to its Form ADV; the September 2026 filing also lists 80 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Beacon Pointe Advisors, LLC registered with the SEC or a state?",
      "a": "Beacon Pointe Advisors, LLC is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 119290."
    },
    {
      "q": "How much does Beacon Pointe Advisors, LLC manage?",
      "a": "Beacon Pointe Advisors, LLC reports $54,872,534,714 in regulatory assets under management in its Form ADV filing dated August 31, 2026 (92% discretionary)."
    },
    {
      "q": "How have Beacon Pointe Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Beacon Pointe Advisors, LLC: Regulatory assets under management: $12,441,991,820 in the October 2021 data and $54,872,534,714 in the October 2026 data, up 341%. Total employees: 211 in October 2021 and 780 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Beacon Pointe Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (18,083); high net worth individuals (11,482); charitable organizations (156)."
    },
    {
      "q": "Which custodians does Beacon Pointe Advisors, LLC use?",
      "a": "Beacon Pointe Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Beacon Pointe Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/119290"
    },
    {
      "q": "Does Beacon Pointe Advisors, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"Generally, Beacon Pointe requires clients to maintain a minimum account size of $1 million but reserves the right to reduce or waive the minimum account requirement at our discretion.\""
    },
    {
      "q": "What changed in Beacon Pointe Advisors, LLC's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 12441991820.0,
      "total_employees": 211,
      "filing_date": "2021-08-03"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 23674542188.0,
      "total_employees": 350,
      "filing_date": "2022-09-13"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 23245734845.0,
      "total_employees": 420,
      "filing_date": "2023-09-05"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 31279960486.0,
      "total_employees": 500,
      "filing_date": "2024-08-06"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 39839757384.0,
      "total_employees": 600,
      "filing_date": "2025-07-15"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 54872534714.0,
      "total_employees": 780,
      "filing_date": "2026-08-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Changed its office addresses in Las Vegas, NV.",
        "Added an office in Fort Atkinson, WI.",
        "Added an office in Franklin, TN.",
        "Added an office in Lake Geneva, WI.",
        "Added an office in Stoneham, MA.",
        "No longer lists an office in Dallas, TX.",
        "No longer lists an office in Pleasant Hill, CA."
      ]
    },
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Changed its office addresses in Fort Lauderdale, FL.",
        "Added an office in Andover, MA.",
        "Added an office in San Diego, CA."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 355 to 440.",
        "Regulatory assets under management went from $39,839,757,384 to $54,872,534,714 (+38%).",
        "Changed its office addresses in Memphis, TN.",
        "Changed its office addresses in New York, NY.",
        "Added an office in Bellevue, WA.",
        "Added an office in Bethesda, MD.",
        "Added an office in Brookfield, WI.",
        "Added an office in Chicago, IL.",
        "Added an office in Falls Church, VA.",
        "Added an office in Flint, MI.",
        "Added an office in Jericho, NY.",
        "Added an office in Larkspur, CA.",
        "Added an office in Las Vegas, NV.",
        "Added an office in Newburyport, MA.",
        "Added an office in Newton, MA.",
        "Added an office in St. Louis, MO.",
        "Added an office in Tampa, FL.",
        "Added an office in Walnut Creek, CA.",
        "Added an office in Waltham, MA.",
        "No longer lists an office in Lakewood, CO."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Generally, Beacon Pointe requires clients to maintain a minimum account size of $1 million but reserves the right to reduce or waive the minimum account requirement at our discretion."
        ]
      }
    ],
    "quotes": [
      "Generally, Beacon Pointe requires clients to maintain a minimum account size of $1 million but reserves the right to reduce or waive the minimum account requirement at our discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/beacon-pointe-advisors-llc-newport-beach-ca-119290.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 18083,
      "fewer_than_5": false,
      "raum": 6090549328.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 11482,
      "fewer_than_5": false,
      "raum": 43045034517.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 1,
      "fewer_than_5": true,
      "raum": 8475789.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 984103718.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 7,
      "fewer_than_5": false,
      "raum": 109776081.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 55,
      "fewer_than_5": false,
      "raum": 357098209.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 156,
      "fewer_than_5": false,
      "raum": 3360542422.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 12432223.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 8,
      "fewer_than_5": false,
      "raum": 595270884.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 135,
      "fewer_than_5": false,
      "raum": 309251543.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/119290",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}