{
  "crd_number": 286316,
  "slug": "beacon-capital-llc-cedar-rapids-ia-286316",
  "primary_business_name": "BEACON CAPITAL, LLC",
  "legal_name": "BEACON CAPITAL, LLC",
  "dbas": [],
  "city": "Cedar Rapids",
  "state": "IA",
  "country": "United States",
  "cbsa_code": "16300",
  "metro": {
    "cbsa_code": "16300",
    "common_name": "Cedar Rapids",
    "msa_name": "Cedar Rapids, IA",
    "path": "/advisors/ia/cedar-rapids"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-02-12",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-04-22",
  "carried_forward": false,
  "raum_total": 278297015.0,
  "raum_discretionary": 278297015.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 188403949.0,
      "count": 580
    },
    "high_net_worth_individuals": {
      "raum": 85914181.0,
      "count": 37
    },
    "corporations_other_businesses": {
      "raum": 3978885.0,
      "count": 12
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 7,
  "states_registered": [
    "IA",
    "IL",
    "MN",
    "NE",
    "TX",
    "WI"
  ],
  "websites": [
    "https://linkedin.com/JAMES-LOCKE-13030438",
    "https://linkedin.com/JOHNNY-SIEGEL-A94668226"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/286316",
  "disclosure_items": [
    {
      "item": "11.A(1)",
      "question": "In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?"
    },
    {
      "item": "11.A(2)",
      "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?"
    },
    {
      "item": "11.B(1)",
      "question": "In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a misdemeanor involving investments or an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these?"
    },
    {
      "item": "11.B(2)",
      "question": "In the past ten years, has the firm or an advisory affiliate been charged with one of the misdemeanors listed in 11.B(1)?"
    },
    {
      "item": "11.E(1)",
      "question": "Has a self-regulatory organization (such as FINRA) or a commodities exchange ever found that the firm or an advisory affiliate made a false statement or omission?"
    },
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.E(4)",
      "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?"
    }
  ],
  "city_as_filed": "CEDAR RAPIDS",
  "url": "https://advisorcensus.com/firm/beacon-capital-llc-cedar-rapids-ia-286316",
  "display_name": "Beacon Capital, LLC",
  "summary": "Beacon Capital, LLC is an SEC-registered investment advisory firm in Cedar Rapids, IA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 22, 2026.",
  "citation": "AdvisorCensus. Beacon Capital, LLC (CRD 286316): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Beacon Capital, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Beacon Capital, LLC reports these compensation arrangements: a percentage of assets under its management; other."
    },
    {
      "q": "Where is Beacon Capital, LLC located?",
      "a": "Beacon Capital, LLC's principal office is in Cedar Rapids, IA, according to its Form ADV."
    },
    {
      "q": "Is Beacon Capital, LLC registered with the SEC or a state?",
      "a": "Beacon Capital, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 286316."
    },
    {
      "q": "How much does Beacon Capital, LLC manage?",
      "a": "Beacon Capital, LLC reports $278,297,015 in regulatory assets under management in its Form ADV filing dated April 22, 2026 (100% discretionary)."
    },
    {
      "q": "How have Beacon Capital, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Beacon Capital, LLC: Regulatory assets under management: $115,016,835 in the October 2021 data and $278,297,015 in the October 2026 data, up 142%. Total employees: 4 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Beacon Capital, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (580); high net worth individuals (37); corporations or other businesses not listed above (12)."
    },
    {
      "q": "Which custodians does Beacon Capital, LLC use?",
      "a": "Beacon Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Beacon Capital, LLC report any disciplinary disclosures?",
      "a": "Reports 7 disclosure items on Form ADV Item 11: yes answers to 4 questions about criminal matters and 3 questions about regulatory matters (11.A(1), 11.A(2), 11.B(1), 11.B(2), 11.E(1), 11.E(2), 11.E(4)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286316"
    },
    {
      "q": "Does Beacon Capital, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 22, 2026 says: \"Beacon does not require a minimum amount of assets to open an account.\""
    },
    {
      "q": "What changed in Beacon Capital, LLC's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Regulatory assets under management went from $239,076,862 to $278,297,015 (+16%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 115016835.0,
      "total_employees": 4,
      "filing_date": "2021-04-19"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 154233970.0,
      "total_employees": 4,
      "filing_date": "2022-01-11"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 132277760.0,
      "total_employees": 4,
      "filing_date": "2023-08-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 158140872.0,
      "total_employees": 5,
      "filing_date": "2024-01-04"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 176237651.0,
      "total_employees": 5,
      "filing_date": "2025-01-10"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 278297015.0,
      "total_employees": 5,
      "filing_date": "2026-04-22"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Regulatory assets under management went from $239,076,862 to $278,297,015 (+16%)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $176,237,651 to $239,076,862 (+36%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 22, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Beacon does not require a minimum amount of assets to open an account."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Beacon does not require a minimum amount of assets to open an account."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/beacon-capital-llc-cedar-rapids-ia-286316.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 580,
      "fewer_than_5": false,
      "raum": 188403949.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 37,
      "fewer_than_5": false,
      "raum": 85914181.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 12,
      "fewer_than_5": false,
      "raum": 3978885.0
    }
  ],
  "disclosure_line": "Reports 7 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/286316",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}