# BCI Securities, Inc.

> BCI Securities, Inc. is an SEC-registered investment advisory firm in Miami, FL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 168047
- Filed as: BCI SECURITIES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168047
- AdvisorCensus page: https://advisorcensus.com/firm/bci-securities-inc-miami-fl-168047

## Quick answers

**How is BCI Securities, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), BCI Securities, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is BCI Securities, Inc. located?**
BCI Securities, Inc.'s principal office is in Miami, FL, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is BCI Securities, Inc. registered with the SEC or a state?**
BCI Securities, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 168047.

**How much does BCI Securities, Inc. manage?**
BCI Securities, Inc. reports $402,246,518 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (70% discretionary).

**How have BCI Securities, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for BCI Securities, Inc.: Regulatory assets under management: $155,394,852 in the October 2021 data and $402,246,518 in the October 2026 data, up 159%. Total employees: 16 in October 2021 and 74 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does BCI Securities, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (315); corporations or other businesses not listed above (107); high net worth individuals (24).

**Which custodians does BCI Securities, Inc. use?**
BCI Securities, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does BCI Securities, Inc. report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168047

**What changed in BCI Securities, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 31 to 39. Regulatory assets under management went from $295,193,450 to $402,246,518 (+36%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $402,246,518
- Discretionary: $282,320,208
- Non-discretionary: $119,926,310

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 315 | $103,983,310 |
| High net worth individuals | 24 | $56,367,655 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $7,830,972 |
| Corporations or other businesses not listed above | 107 | $234,064,581 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2021 (5 years)
- Employees: 74 total, 39 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168047

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Coral Gables, FL
- Miami, FL

### Websites listed on Form ADV (Item 1.I)
- bcisecurities.com
- LinkedIn @bci-securities

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $155,394,852 | 16 | September 3, 2021 |
| October 2022 | $350,336,267 | 48 | March 30, 2022 |
| October 2023 | $380,927,243 | 71 | September 14, 2023 |
| October 2024 | $320,999,438 | 65 | May 10, 2024 |
| October 2025 | $295,193,450 | 68 | May 2, 2025 |
| October 2026 | $402,246,518 | 74 | March 31, 2026 |

Regulatory assets under management: $155,394,852 in the October 2021 data and $402,246,518 in the October 2026 data, up 159%.
Total employees: 16 in October 2021 and 74 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 31 to 39.
- Regulatory assets under management went from $295,193,450 to $402,246,518 (+36%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. BCI Securities, Inc. (CRD 168047): Form ADV filing data as of October 2026.