# Baztec Capital Management, LLC

> Baztec Capital Management, LLC is a state-registered investment advisory firm, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 26, 2026.

- CRD: 312365
- Filed as: BAZTEC CAPITAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Minnesota
- Filing period: October 2026
- Form ADV filing dated: February 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/312365
- AdvisorCensus page: https://advisorcensus.com/firm/baztec-capital-management-llc-312365

## Quick answers

**How is Baztec Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Baztec Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Baztec Capital Management, LLC registered with the SEC or a state?**
Baztec Capital Management, LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 312365.

**How much does Baztec Capital Management, LLC manage?**
Baztec Capital Management, LLC reports $40,183,128 in regulatory assets under management in its Form ADV filing dated February 26, 2026 (100% discretionary).

**What types of clients does Baztec Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (5); high net worth individuals (5).

**Does Baztec Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/312365

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $40,183,128
- Discretionary: $40,183,128
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $153,410 |
| High net worth individuals | 5 | $37,590,115 |
| Charitable organizations | Fewer than 5 | $2,439,603 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Baztec Capital Management, LLC (CRD 312365): Form ADV filing data as of October 2026.