# Bazis Private Wealth, LLC

> Bazis Private Wealth, LLC is an SEC-registered investment advisory firm in Omaha, NE, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 15, 2026.

- CRD: 148605
- Filed as: BAZIS PRIVATE WEALTH, LLC
- Also doing business as: BAZIS PRIVATE WEALTH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Omaha, NE
- Filing period: October 2026
- Form ADV filing dated: March 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148605
- AdvisorCensus page: https://advisorcensus.com/firm/bazis-private-wealth-llc-omaha-ne-148605

## Quick answers

**How is Bazis Private Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Bazis Private Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Bazis Private Wealth, LLC charge?**
Its Form ADV Part 2A brochure dated March 15, 2026 states: Flat fee: $1,000 to $15,000 (full and modular financial planning services); Hourly rate: $432 an hour (financial planning services for Duane Bazis); Hourly rate: $175 an hour (financial planning services for junior advisors); Hourly rate: $75 an hour (administration services performed by Mary Bazis). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Bazis Private Wealth, LLC located?**
Bazis Private Wealth, LLC's principal office is in Omaha, NE, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Bazis Private Wealth, LLC registered with the SEC or a state?**
Bazis Private Wealth, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 148605.

**How much does Bazis Private Wealth, LLC manage?**
Bazis Private Wealth, LLC reports $244,134,828 in regulatory assets under management in its Form ADV filing dated March 15, 2026 (100% discretionary).

**How have Bazis Private Wealth, LLC's assets and staff changed since 2021?**
In the Form ADV data for Bazis Private Wealth, LLC: Regulatory assets under management: $153,094,033 in the October 2021 data and $244,134,828 in the October 2026 data, up 59%. Total employees: 2 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Bazis Private Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (126); high net worth individuals (84).

**Which custodians does Bazis Private Wealth, LLC use?**
Bazis Private Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Bazis Private Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148605

**What changed in Bazis Private Wealth, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $216,693,486 to $244,134,828 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 15, 2026)

- Flat fee: $1,000 to $15,000 (full and modular financial planning services)

> Typically, we provide full and modular financial planning services for a fixed fee ranging from $1,000 to $15,000.

- Hourly rate: $432 an hour (financial planning services for Duane Bazis)

> You may also request that we bill for our services at the rate of $432 per hour for Duane Bazis, $175 per hour for junior advisors, and $75 per hour for administration services performed by Mary Bazis.

- Hourly rate: $175 an hour (financial planning services for junior advisors)

> We charge hourly fees for consulting services at the rate of $432 per hour for our senior advisor, $175 per hour for junior advisors and $75 for administrative services provided by our staff.

- Hourly rate: $75 an hour (administration services performed by Mary Bazis)

> You may also request that we bill for our services at the rate of $432 per hour for Duane Bazis, $175 per hour for junior advisors, and $75 per hour for administration services performed by Mary Bazis.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $244,134,828
- Discretionary: $244,134,828
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 126 | $33,856,349 |
| High net worth individuals | 84 | $199,132,891 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $4,454,326 |
| Charitable organizations | Fewer than 5 | $3,948,060 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,743,202 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2016 (10 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: IA, NE, OK, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Glen Allen, VA
- Omaha, NE

### Websites listed on Form ADV (Item 1.I)
- baziswealth.com
- LinkedIn @bazis-young-investment-group-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $153,094,033 | 2 | May 13, 2021 |
| October 2022 | $177,222,252 | 2 | July 7, 2022 |
| October 2023 | $162,414,193 | 3 | March 13, 2023 |
| October 2024 | $182,780,384 | 3 | February 21, 2024 |
| October 2025 | $216,693,486 | 6 | June 17, 2025 |
| October 2026 | $244,134,828 | 5 | March 15, 2026 |

Regulatory assets under management: $153,094,033 in the October 2021 data and $244,134,828 in the October 2026 data, up 59%.
Total employees: 2 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $216,693,486 to $244,134,828 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bazis Private Wealth, LLC (CRD 148605): Form ADV filing data as of October 2026.