{ "crd_number": 157053, "slug": "bayview-asset-management-llc-coral-gables-fl-157053", "primary_business_name": "BAYVIEW ASSET MANAGEMENT, LLC", "legal_name": "BAYVIEW ASSET MANAGEMENT, LLC", "dbas": [ "BAYVIEW FUND MANAGEMENT LLC (RELYING ADVISER)", "OCEANVIEW ASSET MANAGEMENT LLC (RELYING ADVISER)" ], "city": "Coral Gables", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-02-23", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-05-05", "carried_forward": false, "raum_total": 64207935422.0, "raum_discretionary": 64207935422.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 556, "advisory_employees": 195, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "insurance_companies": { "raum": 1221742000.0, "count": null, "fewer_than_5": true }, "investment_companies": { "raum": 163567000.0, "count": 1 }, "pooled_investment_vehicles": { "raum": 62822626422.0, "count": 56 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL" ], "websites": [ "https://bayview.com", "https://bayviewassetmanagement.com", "https://linkedin.com/COMPANY/BAYVIEW-ASSET-MANAGEMENT" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157053", "city_as_filed": "CORAL GABLES", "url": "https://advisorcensus.com/firm/bayview-asset-management-llc-coral-gables-fl-157053", "display_name": "Bayview Asset Management, LLC", "summary": "Bayview Asset Management, LLC is an SEC-registered investment advisory firm in Coral Gables, FL, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 5, 2026.", "citation": "AdvisorCensus. Bayview Asset Management, LLC (CRD 157053): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Bayview Asset Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Bayview Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Bayview Asset Management, LLC located?", "a": "Bayview Asset Management, LLC's principal office is in Coral Gables, FL, according to its Form ADV; the June 2026 filing also lists 3 other offices (Schedule D, Section 1.F)." }, { "q": "Is Bayview Asset Management, LLC registered with the SEC or a state?", "a": "Bayview Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157053." }, { "q": "How much does Bayview Asset Management, LLC manage?", "a": "Bayview Asset Management, LLC reports $64,207,935,422 in regulatory assets under management in its Form ADV filing dated May 5, 2026 (100% discretionary)." }, { "q": "How have Bayview Asset Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Bayview Asset Management, LLC: Regulatory assets under management: $43,421,052,000 in the October 2021 data and $64,207,935,422 in the October 2026 data, up 48%. Total employees: 279 in October 2021 and 556 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Bayview Asset Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (56); investment companies (1)." }, { "q": "Which custodians does Bayview Asset Management, LLC use?", "a": "Bayview Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Computershare Trust Company, N.A. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Bayview Asset Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157053" }, { "q": "What changed in Bayview Asset Management, LLC's recent Form ADV filings?", "a": "In the June 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 43421052000.0, "total_employees": 279, "filing_date": "2021-03-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 49836256000.0, "total_employees": 319, "filing_date": "2022-06-06" }, { "period": "2023-10-01", "regulatory_assets_under_management": 39022162565.0, "total_employees": 319, "filing_date": "2023-04-28" }, { "period": "2024-10-01", "regulatory_assets_under_management": 38629858981.0, "total_employees": 373, "filing_date": "2024-04-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 44762449379.0, "total_employees": 408, "filing_date": "2025-05-23" }, { "period": "2026-10-01", "regulatory_assets_under_management": 64207935422.0, "total_employees": 556, "filing_date": "2026-05-05" } ], "recent_changes": [ { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $44,762,449,379 to $64,207,935,422 (+43%).", "Employees performing advisory functions went from 179 to 195.", "Changed its office addresses in New York, NY.", "Added an office in Denver, CO.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Computershare Trust Company, N.A.", "name_as_filed": "COMPUTERSHARE TRUST COMPANY, N.A.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/bayview-asset-management-llc-coral-gables-fl-157053.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 163567000.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 56, "fewer_than_5": false, "raum": 62822626422.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": null, "fewer_than_5": true, "raum": 1221742000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157053", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }