# Bayridge Financial Group, Inc.

> Bayridge Financial Group, Inc. is an SEC-registered investment advisory firm in Rockville Centre, NY, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 296831
- Filed as: BAYRIDGE FINANCIAL GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rockville Centre, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/296831
- AdvisorCensus page: https://advisorcensus.com/firm/bayridge-financial-group-inc-rockville-centre-ny-296831

## Quick answers

**How is Bayridge Financial Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Bayridge Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management.

**What does Bayridge Financial Group, Inc.'s brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Up to $100,000: 1.5% a year; $100,001 to $250,000: 1.25% a year; $250,001 to $750,000: 1.15% a year; $750,001 to $1,500,000: 1% a year; $1,500,001 to $2,500,000: 0.9% a year; Above $2,500,001: 0.85% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Bayridge Financial Group, Inc. located?**
Bayridge Financial Group, Inc.'s principal office is in Rockville Centre, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Bayridge Financial Group, Inc. registered with the SEC or a state?**
Bayridge Financial Group, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 296831.

**How much does Bayridge Financial Group, Inc. manage?**
Bayridge Financial Group, Inc. reports $94,191,027 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Bayridge Financial Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Bayridge Financial Group, Inc.: Regulatory assets under management: $57,000,000 in the October 2021 data and $94,191,027 in the October 2026 data, up 65%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Bayridge Financial Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (470); high net worth individuals (18).

**Which custodians does Bayridge Financial Group, Inc. use?**
Bayridge Financial Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Bayridge Financial Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/296831

**Does Bayridge Financial Group, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Bayridge generally does not impose a minimum size for establishing a relationship."

**What changed in Bayridge Financial Group, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $77,728,000 to $94,191,027 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Up to $100,000: 1.5% a year
- $100,001 to $250,000: 1.25% a year
- $250,001 to $750,000: 1.15% a year
- $750,001 to $1,500,000: 1% a year
- $1,500,001 to $2,500,000: 0.9% a year
- Above $2,500,001: 0.85% a year

> Investment advisory fees are based on the following schedule:

> Up to $100,000 1.50%

> $100,001 to $250,000 1.25%

> $250,001 to $750,000 1.15%

> Over $750,000 1.00%

> $1,500,001 to $2,500,000 0.90%

> Over $2,500,000 0.85%

- Account minimum: None

> Bayridge generally does not impose a minimum size for establishing a relationship.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $94,191,027
- Discretionary: $94,191,027
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 470 | $59,191,027 |
| High net worth individuals | 18 | $35,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, LA, NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Rockaway Park, NY

### Websites listed on Form ADV (Item 1.I)
- bayridgefinancialgroup.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $57,000,000 | 5 | March 29, 2021 |
| October 2022 | $62,000,000 | 5 | April 1, 2022 |
| October 2023 | $56,000,000 | 5 | March 29, 2023 |
| October 2024 | $67,500,000 | 5 | March 26, 2024 |
| October 2025 | $77,728,000 | 5 | March 25, 2025 |
| October 2026 | $94,191,027 | 5 | March 31, 2026 |

Regulatory assets under management: $57,000,000 in the October 2021 data and $94,191,027 in the October 2026 data, up 65%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $77,728,000 to $94,191,027 (+21%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bayridge Financial Group, Inc. (CRD 296831): Form ADV filing data as of October 2026.