{
  "crd_number": 226708,
  "slug": "bayntree-wealth-advisors-llc-scottsdale-az-226708",
  "primary_business_name": "BAYNTREE WEALTH ADVISORS, LLC",
  "legal_name": "BAYNTREE WEALTH ADVISORS, LLC",
  "dbas": [],
  "city": "Scottsdale",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-07-23",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-04-20",
  "carried_forward": false,
  "raum_total": 241077085.0,
  "raum_discretionary": 230374185.0,
  "raum_non_discretionary": 10702900.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 13,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 99423138.0,
      "count": 406
    },
    "high_net_worth_individuals": {
      "raum": 141653947.0,
      "count": 104
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "IL",
    "MD",
    "NM",
    "OH",
    "TX",
    "VA"
  ],
  "websites": [
    "https://arizonaretirementadvisors.com",
    "https://bayntree.com",
    "https://facebook.com/bayntreewealth",
    "https://instagram.com/bayntreewealth",
    "https://twitter.com/Bayntree",
    "https://yourwealthandbeyond.com",
    "https://youtube.com/BayntreeWealthAdvisors"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/226708",
  "city_as_filed": "SCOTTSDALE",
  "url": "https://advisorcensus.com/firm/bayntree-wealth-advisors-llc-scottsdale-az-226708",
  "display_name": "Bayntree Wealth Advisors, LLC",
  "summary": "Bayntree Wealth Advisors, LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 20, 2026.",
  "citation": "AdvisorCensus. Bayntree Wealth Advisors, LLC (CRD 226708): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Bayntree Wealth Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Bayntree Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Bayntree Wealth Advisors, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Hourly rate: $500 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Bayntree Wealth Advisors, LLC located?",
      "a": "Bayntree Wealth Advisors, LLC's principal office is in Scottsdale, AZ, according to its Form ADV; the May 2026 filing also lists 4 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Bayntree Wealth Advisors, LLC registered with the SEC or a state?",
      "a": "Bayntree Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 226708."
    },
    {
      "q": "How much does Bayntree Wealth Advisors, LLC manage?",
      "a": "Bayntree Wealth Advisors, LLC reports $241,077,085 in regulatory assets under management in its Form ADV filing dated April 20, 2026 (96% discretionary)."
    },
    {
      "q": "How have Bayntree Wealth Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Bayntree Wealth Advisors, LLC: Regulatory assets under management: $128,589,249 in the October 2021 data and $241,077,085 in the October 2026 data, up 87%. Total employees: 11 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Bayntree Wealth Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (406); high net worth individuals (104)."
    },
    {
      "q": "Which custodians does Bayntree Wealth Advisors, LLC use?",
      "a": "Bayntree Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Bayntree Wealth Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/226708"
    },
    {
      "q": "Does Bayntree Wealth Advisors, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"There is an account minimum of $100,000, which the Firm may waive at its sole discretion.\""
    },
    {
      "q": "What changed in Bayntree Wealth Advisors, LLC's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Registered or notice-filed in IL, MD."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 128589249.0,
      "total_employees": 11,
      "filing_date": "2021-08-27"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 170464856.0,
      "total_employees": 10,
      "filing_date": "2022-06-02"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 171140596.0,
      "total_employees": 11,
      "filing_date": "2023-09-08"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 181312837.0,
      "total_employees": 11,
      "filing_date": "2024-06-12"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 191705737.0,
      "total_employees": 11,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 241077085.0,
      "total_employees": 13,
      "filing_date": "2026-04-20"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Registered or notice-filed in IL, MD."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 6.",
        "Regulatory assets under management went from $191,705,737 to $241,077,085 (+26%).",
        "Changed its office addresses in Tucson, AZ."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$100,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $500 an hour (financial planning services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $100,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "There is an account minimum of $100,000, which the Firm may waive at its sole discretion."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $500 an hour (financial planning services)"
        ],
        "quotes": [
          "Typically, the Firm charges either an hourly fee (up to $500 per hour), a fixed fee (up to $15,000 per consultation), or a fixed monthly fee (up to $500 per month with a minimum one year commitment) for financial planning services."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 100000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 500.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "financial planning services"
        }
      ]
    },
    "quotes": [
      "There is an account minimum of $100,000, which the Firm may waive at its sole discretion.",
      "Typically, the Firm charges either an hourly fee (up to $500 per hour), a fixed fee (up to $15,000 per consultation), or a fixed monthly fee (up to $500 per month with a minimum one year commitment) for financial planning services."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/bayntree-wealth-advisors-llc-scottsdale-az-226708.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 406,
      "fewer_than_5": false,
      "raum": 99423138.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 104,
      "fewer_than_5": false,
      "raum": 141653947.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/226708",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}