# Bay Harbor Wealth Management, LLC

> Bay Harbor Wealth Management, LLC is an SEC-registered investment advisory firm in Hunt Valley, MD, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 4, 2026.

- CRD: 294000
- Filed as: BAY HARBOR WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hunt Valley, MD
- Filing period: October 2026
- Form ADV filing dated: August 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/294000
- AdvisorCensus page: https://advisorcensus.com/firm/bay-harbor-wealth-management-llc-hunt-valley-md-294000

## Quick answers

**How is Bay Harbor Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Bay Harbor Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Bay Harbor Wealth Management, LLC located?**
Bay Harbor Wealth Management, LLC's principal office is in Hunt Valley, MD, according to its Form ADV.

**Is Bay Harbor Wealth Management, LLC registered with the SEC or a state?**
Bay Harbor Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 294000.

**How much does Bay Harbor Wealth Management, LLC manage?**
Bay Harbor Wealth Management, LLC reports $411,994,411 in regulatory assets under management in its Form ADV filing dated August 4, 2026 (100% discretionary).

**How have Bay Harbor Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Bay Harbor Wealth Management, LLC: Regulatory assets under management: $217,441,161 in the October 2021 data and $411,994,411 in the October 2026 data, up 89%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Bay Harbor Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (266); high net worth individuals (130); corporations or other businesses not listed above (3).

**Which custodians does Bay Harbor Wealth Management, LLC use?**
Bay Harbor Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Bay Harbor Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/294000

**Does Bay Harbor Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 20, 2026 says: "Our Firm generally requires that new clients have a minimum liquid net worth of $500,000 for Our asset management services. This minimum requirement is negotiable."

**What changed in Bay Harbor Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $336,902,458 to $411,994,411 (+22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 20, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Our Firm generally requires that new clients have a minimum liquid net worth of $500,000 for Our asset management services. This minimum requirement is negotiable.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $411,994,411
- Discretionary: $411,994,411
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 266 | $99,859,541 |
| High net worth individuals | 130 | $308,414,686 |
| Corporations or other businesses not listed above | 3 | $3,720,184 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (7 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: DE, FL, MD, NC, NH, OR, PA, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bayharborwealth.com
- Facebook @BAYHARBORWEALTH
- LinkedIn @bayharborwealth
- X @bayharborwealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $217,441,161 | 5 | June 28, 2021 |
| October 2022 | $254,590,938 | 5 | August 1, 2022 |
| October 2023 | $238,417,840 | 5 | March 30, 2023 |
| October 2024 | $291,564,962 | 5 | March 28, 2024 |
| October 2025 | $336,902,458 | 6 | March 26, 2025 |
| October 2026 | $411,994,411 | 6 | August 4, 2026 |

Regulatory assets under management: $217,441,161 in the October 2021 data and $411,994,411 in the October 2026 data, up 89%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $336,902,458 to $411,994,411 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bay Harbor Wealth Management, LLC (CRD 294000): Form ADV filing data as of October 2026.