# Bautista Planning and Analytics, LLC

> Bautista Planning and Analytics, LLC is a state-registered investment advisory firm, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 301150
- Filed as: BAUTISTA PLANNING AND ANALYTICS, LLC
- Legal name: Bautista, Joseph, Johnson
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Oregon
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/301150
- AdvisorCensus page: https://advisorcensus.com/firm/bautista-planning-and-analytics-llc-301150

## Quick answers

**How is Bautista Planning and Analytics, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Bautista Planning and Analytics, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees).

**Is Bautista Planning and Analytics, LLC registered with the SEC or a state?**
Bautista Planning and Analytics, LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 301150.

**How much does Bautista Planning and Analytics, LLC manage?**
Bautista Planning and Analytics, LLC reports $665,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Bautista Planning and Analytics, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (2).

**Does Bautista Planning and Analytics, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/301150

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $665,000
- Discretionary: $665,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 2 | $665,000 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2019 (7 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bautistaplanningandanalytics.com
- feeonlynetwork.com/financial-advisor/joseph-bautista
- sleekbio.com/bautistaplanningandanalytics
- yelp.com/biz/grow-with-joe-portland
- Facebook @Bautista-Planning-And-Analytics-LLC
- Instagram @joebplanning
- LinkedIn @35703602
- LinkedIn @joejbautista
- TikTok @joebplanning
- X @joebplanning
- YouTube @UCPCG9CnAG_qYHwbTx3ScAlA

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bautista Planning and Analytics, LLC (CRD 301150): Form ADV filing data as of October 2026.