# Bauman Wealth Advisors

> Bauman Wealth Advisors is an SEC-registered investment advisory firm in Las Vegas, NV, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 22, 2026.

- CRD: 153061
- Filed as: BAUMAN WEALTH ADVISORS
- Legal name: Bauman Advisory Group, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Las Vegas, NV
- Filing period: October 2026
- Form ADV filing dated: May 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/153061
- AdvisorCensus page: https://advisorcensus.com/firm/bauman-wealth-advisors-las-vegas-nv-153061

## Quick answers

**How is Bauman Wealth Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Bauman Wealth Advisors reports these compensation arrangements: a percentage of assets under its management.

**Where is Bauman Wealth Advisors located?**
Bauman Wealth Advisors' principal office is in Las Vegas, NV, according to its Form ADV; the June 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Bauman Wealth Advisors registered with the SEC or a state?**
Bauman Wealth Advisors is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 153061.

**How much does Bauman Wealth Advisors manage?**
Bauman Wealth Advisors reports $206,399,319 in regulatory assets under management in its Form ADV filing dated May 22, 2026 (100% discretionary).

**How have Bauman Wealth Advisors' assets and staff changed since 2025?**
In the Form ADV data for Bauman Wealth Advisors: Regulatory assets under management: $118,331,201 in the October 2025 data and $206,399,319 in the October 2026 data, up 74%. Total employees: 5 in October 2025 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Bauman Wealth Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (447); high net worth individuals (44); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Bauman Wealth Advisors use?**
Bauman Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Bauman Wealth Advisors report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153061

**Does Bauman Wealth Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated May 21, 2026 says: "BWA requires a minimum of $250,000 to open an account. BWA may at their discretion waive or lower this minimum."

**What changed in Bauman Wealth Advisors' recent Form ADV filings?**
In the May 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 21, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> BWA requires a minimum of $250,000 to open an account. BWA may at their discretion waive or lower this minimum.

- Minimum annual fee: $100

> BWA assesses a $100 minimum annual account fee, per account under management. This fee is waived at BWA’s sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $206,399,319
- Discretionary: $206,399,319
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 447 | $125,669,000 |
| High net worth individuals | 44 | $79,059,801 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,547,708 |
| Charitable organizations | 1 | $122,810 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (1 year)
- Employees: 19 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, NV, OR, TX, UT, WA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153061

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- Henderson, NV
- Mesquite, NV

### Websites listed on Form ADV (Item 1.I)
- baumanwealth.com
- gowithtodd.com
- scoremyretirement.com
- Facebook @Bauman-Advisory-Group-2324046950986703
- Instagram @baumanwealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $118,331,201 | 5 | July 16, 2025 |
| October 2026 | $206,399,319 | 19 | May 22, 2026 |

Regulatory assets under management: $118,331,201 in the October 2025 data and $206,399,319 in the October 2026 data, up 74%.
Total employees: 5 in October 2025 and 19 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 6 to 8.

### December 2025
- Employees performing advisory functions went from 5 to 6.
- Regulatory assets under management went from $118,331,201 to $193,238,301 (+63%).
- Registered or notice-filed in TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bauman Wealth Advisors (CRD 153061): Form ADV filing data as of October 2026.