{
  "crd_number": 153061,
  "slug": "bauman-wealth-advisors-las-vegas-nv-153061",
  "primary_business_name": "BAUMAN WEALTH ADVISORS",
  "legal_name": "BAUMAN ADVISORY GROUP, LLC",
  "dbas": [],
  "city": "Las Vegas",
  "state": "NV",
  "country": "United States",
  "cbsa_code": "29820",
  "metro": {
    "cbsa_code": "29820",
    "common_name": "Las Vegas",
    "msa_name": "Las Vegas-Henderson-North Las Vegas, NV",
    "path": "/advisors/nv/las-vegas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-11-18",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-05-22",
  "carried_forward": false,
  "raum_total": 206399319.0,
  "raum_discretionary": 206399319.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 19,
  "advisory_employees": 8,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 122810.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 125669000.0,
      "count": 447
    },
    "pension_profit_sharing": {
      "raum": 1547708.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 79059801.0,
      "count": 44
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "AZ",
    "CA",
    "FL",
    "NV",
    "OR",
    "TX",
    "UT",
    "WA"
  ],
  "websites": [
    "https://baumanwealth.com",
    "https://facebook.com/Bauman-Advisory-Group-2324046950986703",
    "https://gowithtodd.com",
    "https://instagram.com/baumanwealth?igsh=MTZwczM5MGpieDM1NA%3D%3D",
    "https://scoremyretirement.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/153061",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "LAS VEGAS",
  "url": "https://advisorcensus.com/firm/bauman-wealth-advisors-las-vegas-nv-153061",
  "display_name": "Bauman Wealth Advisors",
  "summary": "Bauman Wealth Advisors is an SEC-registered investment advisory firm in Las Vegas, NV, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 22, 2026.",
  "citation": "AdvisorCensus. Bauman Wealth Advisors (CRD 153061): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Bauman Wealth Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Bauman Wealth Advisors reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Bauman Wealth Advisors located?",
      "a": "Bauman Wealth Advisors' principal office is in Las Vegas, NV, according to its Form ADV; the June 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Bauman Wealth Advisors registered with the SEC or a state?",
      "a": "Bauman Wealth Advisors is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 153061."
    },
    {
      "q": "How much does Bauman Wealth Advisors manage?",
      "a": "Bauman Wealth Advisors reports $206,399,319 in regulatory assets under management in its Form ADV filing dated May 22, 2026 (100% discretionary)."
    },
    {
      "q": "How have Bauman Wealth Advisors' assets and staff changed since 2025?",
      "a": "In the Form ADV data for Bauman Wealth Advisors: Regulatory assets under management: $118,331,201 in the October 2025 data and $206,399,319 in the October 2026 data, up 74%. Total employees: 5 in October 2025 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Bauman Wealth Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (447); high net worth individuals (44); pension and profit sharing plans (but not the plan participants or government pension plans) (1)."
    },
    {
      "q": "Which custodians does Bauman Wealth Advisors use?",
      "a": "Bauman Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Bauman Wealth Advisors report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153061"
    },
    {
      "q": "Does Bauman Wealth Advisors state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated May 21, 2026 says: \"BWA requires a minimum of $250,000 to open an account. BWA may at their discretion waive or lower this minimum.\""
    },
    {
      "q": "What changed in Bauman Wealth Advisors' recent Form ADV filings?",
      "a": "In the May 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 118331201.0,
      "total_employees": 5,
      "filing_date": "2025-07-16"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 206399319.0,
      "total_employees": 19,
      "filing_date": "2026-05-22"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 6 to 8."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Employees performing advisory functions went from 5 to 6.",
        "Regulatory assets under management went from $118,331,201 to $193,238,301 (+63%).",
        "Registered or notice-filed in TX."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 21, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": "$100",
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "BWA requires a minimum of $250,000 to open an account. BWA may at their discretion waive or lower this minimum."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $100"
        ],
        "quotes": [
          "BWA assesses a $100 minimum annual account fee, per account under management. This fee is waived at BWA’s sole discretion."
        ]
      }
    ],
    "quotes": [
      "BWA requires a minimum of $250,000 to open an account. BWA may at their discretion waive or lower this minimum.",
      "BWA assesses a $100 minimum annual account fee, per account under management. This fee is waived at BWA’s sole discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/bauman-wealth-advisors-las-vegas-nv-153061.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 447,
      "fewer_than_5": false,
      "raum": 125669000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 44,
      "fewer_than_5": false,
      "raum": 79059801.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 1547708.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 122810.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/153061",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}