# BAU Advisors

> BAU Advisors is an SEC-registered investment advisory firm in Miami, FL, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 301667
- Filed as: BAU ADVISORS
- Legal name: BAU Advisors LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/301667
- AdvisorCensus page: https://advisorcensus.com/firm/bau-advisors-miami-fl-301667

## Quick answers

**How is BAU Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), BAU Advisors reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is BAU Advisors located?**
BAU Advisors' principal office is in Miami, FL, according to its Form ADV.

**Is BAU Advisors registered with the SEC or a state?**
BAU Advisors is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 301667.

**How much does BAU Advisors manage?**
BAU Advisors reports $286,466,780 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (71% discretionary).

**How have BAU Advisors' assets and staff changed since 2021?**
In the Form ADV data for BAU Advisors: Regulatory assets under management: $342,744,764 in the October 2021 data and $286,466,780 in the October 2026 data, down 16%. Total employees: 2 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does BAU Advisors serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (11).

**Does BAU Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/301667

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $286,466,780
- Discretionary: $203,178,533
- Non-discretionary: $83,288,247

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 11 | $286,466,780 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2019 (6 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bauadvisors.com
- LinkedIn @bau-advisors-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $342,744,764 | 2 | March 31, 2021 |
| October 2022 | $570,000,000 | 2 | July 26, 2022 |
| October 2023 | $396,074,726 | 2 | July 7, 2023 |
| October 2024 | $324,143,062 | 2 | March 28, 2024 |
| October 2025 | $274,178,050 | 4 | March 26, 2025 |
| October 2026 | $286,466,780 | 4 | March 25, 2026 |

Regulatory assets under management: $342,744,764 in the October 2021 data and $286,466,780 in the October 2026 data, down 16%.
Total employees: 2 in October 2021 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. BAU Advisors (CRD 301667): Form ADV filing data as of October 2026.