# Battalion Asset Management, LLC

> Battalion Asset Management, LLC is a state-registered investment advisory firm, registered since 2023, with no regulatory assets under management reported in its Form ADV filing dated March 25, 2026.

- CRD: 324267
- Filed as: BATTALION ASSET MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Florida
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/324267
- AdvisorCensus page: https://advisorcensus.com/firm/battalion-asset-management-llc-324267

## Quick answers

**How is Battalion Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Battalion Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Is Battalion Asset Management, LLC registered with the SEC or a state?**
Battalion Asset Management, LLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 324267.

**Does Battalion Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/324267

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Battalion Asset Management, LLC (CRD 324267): Form ADV filing data as of October 2026.