# Basepoint Wealth, LLC

> Basepoint Wealth, LLC is an SEC-registered investment advisory firm in Cedar Rapids, IA, registered since 2017, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 28, 2026.

- CRD: 289538
- Filed as: BASEPOINT WEALTH, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cedar Rapids, IA
- Filing period: October 2026
- Form ADV filing dated: August 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/289538
- AdvisorCensus page: https://advisorcensus.com/firm/basepoint-wealth-llc-cedar-rapids-ia-289538

## Quick answers

**How is Basepoint Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Basepoint Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees.

**Where is Basepoint Wealth, LLC located?**
Basepoint Wealth, LLC's principal office is in Cedar Rapids, IA, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Basepoint Wealth, LLC registered with the SEC or a state?**
Basepoint Wealth, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 289538.

**How much does Basepoint Wealth, LLC manage?**
Basepoint Wealth, LLC reports $883,834,872 in regulatory assets under management in its Form ADV filing dated August 28, 2026 (99% discretionary).

**How have Basepoint Wealth, LLC's assets and staff changed since 2021?**
In the Form ADV data for Basepoint Wealth, LLC: Regulatory assets under management: $501,692,775 in the October 2021 data and $883,834,872 in the October 2026 data, up 76%. Total employees: 16 in October 2021 and 24 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Basepoint Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (981); high net worth individuals (261); pension and profit sharing plans (but not the plan participants or government pension plans) (12).

**Which custodians does Basepoint Wealth, LLC use?**
Basepoint Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC and Pershing Advisor Solutions LLC as custodians holding 10% or more of its separately managed account assets.

**Does Basepoint Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289538

**What changed in Basepoint Wealth, LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 12 to 13. Regulatory assets under management went from $776,175,833 to $883,834,872 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $883,834,872
- Discretionary: $874,776,376
- Non-discretionary: $9,058,496

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 981 | $279,110,488 |
| High net worth individuals | 261 | $541,331,577 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 12 | $50,033,873 |
| Charitable organizations | 5 | $9,286,497 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 4 | $4,072,437 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2017 (9 years)
- Employees: 24 total, 13 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, FL, IA, IL, KS, LA, MN, MO, NE, TN, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Cedar Rapids, IA
- Davenport, IA
- Dubuque, IA

### Websites listed on Form ADV (Item 1.I)
- basepointwealth.com
- basepointwealththepoint.buzzsprout.com
- vimeo.com/user197701920
- yelp.com/biz/basepoint-wealth-cedar-rapids
- Facebook @BASEPOINTWEALTH
- LinkedIn @BASEPOINTWEALTH
- X @basepointwealth
- YouTube @basepointwealth5587

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $501,692,775 | 16 | August 16, 2021 |
| October 2022 | $518,012,125 | 19 | August 2, 2022 |
| October 2023 | $561,995,989 | 21 | August 29, 2023 |
| October 2024 | $665,071,268 | 22 | June 10, 2024 |
| October 2025 | $776,175,833 | 22 | May 30, 2025 |
| October 2026 | $883,834,872 | 24 | August 28, 2026 |

Regulatory assets under management: $501,692,775 in the October 2021 data and $883,834,872 in the October 2026 data, up 76%.
Total employees: 16 in October 2021 and 24 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 12 to 13.
- Regulatory assets under management went from $776,175,833 to $883,834,872 (+14%).

### December 2025
- Registered or notice-filed in TN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Basepoint Wealth, LLC (CRD 289538): Form ADV filing data as of October 2026.