# Basepoint Advisors LLC

> Basepoint Advisors LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 1, 2026.

- CRD: 316715
- Filed as: BASEPOINT ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: June 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/316715
- AdvisorCensus page: https://advisorcensus.com/firm/basepoint-advisors-llc-new-york-ny-316715

## Quick answers

**How is Basepoint Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Basepoint Advisors LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Basepoint Advisors LLC located?**
Basepoint Advisors LLC's principal office is in New York, NY, according to its Form ADV.

**Is Basepoint Advisors LLC registered with the SEC or a state?**
Basepoint Advisors LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 316715.

**How much does Basepoint Advisors LLC manage?**
Basepoint Advisors LLC reports $3,272,153,935 in regulatory assets under management in its Form ADV filing dated June 1, 2026 (100% discretionary).

**How have Basepoint Advisors LLC's assets and staff changed since 2022?**
In the Form ADV data for Basepoint Advisors LLC: Regulatory assets under management: $352,500,000 in the October 2022 data and $3,272,153,935 in the October 2026 data, up 828%. Total employees: 5 in October 2022 and 25 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Basepoint Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (13).

**Does Basepoint Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316715

**What changed in Basepoint Advisors LLC's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $3,272,153,935
- Discretionary: $3,272,153,935
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 13 | $3,272,153,935 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2021 (4 years)
- Employees: 25 total, 2 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- basepointgroup.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $352,500,000 | 5 | March 31, 2022 |
| October 2023 | $706,360,328 | 5 | May 22, 2023 |
| October 2024 | $1,352,803,030 | 9 | March 29, 2024 |
| October 2025 | $2,312,466,536 | 12 | March 31, 2025 |
| October 2026 | $3,272,153,935 | 25 | June 1, 2026 |

Regulatory assets under management: $352,500,000 in the October 2022 data and $3,272,153,935 in the October 2026 data, up 828%.
Total employees: 5 in October 2022 and 25 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $2,312,466,536 to $3,272,153,935 (+42%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Basepoint Advisors LLC (CRD 316715): Form ADV filing data as of October 2026.