{
  "crd_number": 155526,
  "slug": "baseline-wealth-management-ltd-geneva-155526",
  "primary_business_name": "BASELINE WEALTH MANAGEMENT LTD.",
  "legal_name": "BASELINE WEALTH MANAGEMENT LTD.",
  "dbas": [],
  "city": "Geneva",
  "state": null,
  "country": "Switzerland",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2011-01-26",
  "years_registered": 15,
  "period": "2026-10-01",
  "filing_date": "2026-06-04",
  "carried_forward": false,
  "raum_total": 1083389424.0,
  "raum_discretionary": 658893510.0,
  "raum_non_discretionary": 424495914.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 13,
  "advisory_employees": 9,
  "client_count_bucket": null,
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 1083389424.0,
      "count": 261
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 3,
  "states_registered": [
    "CA",
    "FL",
    "NY",
    "TX"
  ],
  "websites": [
    "https://baselinewealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155526",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "GENEVA",
  "url": "https://advisorcensus.com/firm/baseline-wealth-management-ltd-geneva-155526",
  "display_name": "Baseline Wealth Management Ltd.",
  "summary": "Baseline Wealth Management Ltd. is an SEC-registered investment advisory firm in Geneva, Switzerland, registered since 2011, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 4, 2026.",
  "citation": "AdvisorCensus. Baseline Wealth Management Ltd. (CRD 155526): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Baseline Wealth Management Ltd. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Baseline Wealth Management Ltd. reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "Where is Baseline Wealth Management Ltd. located?",
      "a": "Baseline Wealth Management Ltd.'s principal office is in Geneva, Switzerland, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Baseline Wealth Management Ltd. registered with the SEC or a state?",
      "a": "Baseline Wealth Management Ltd. is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 155526."
    },
    {
      "q": "How much does Baseline Wealth Management Ltd. manage?",
      "a": "Baseline Wealth Management Ltd. reports $1,083,389,424 in regulatory assets under management in its Form ADV filing dated June 4, 2026 (61% discretionary)."
    },
    {
      "q": "How have Baseline Wealth Management Ltd.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Baseline Wealth Management Ltd.: Regulatory assets under management: $618,513,259 in the October 2021 data and $1,083,389,424 in the October 2026 data, up 75%. Total employees: 9 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Baseline Wealth Management Ltd. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (261)."
    },
    {
      "q": "Which custodians does Baseline Wealth Management Ltd. use?",
      "a": "Baseline Wealth Management Ltd.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank SYZ Ltd, Banque Pictet & CIE SA and UBS Bank as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Baseline Wealth Management Ltd. report any disciplinary disclosures?",
      "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155526"
    },
    {
      "q": "Does Baseline Wealth Management Ltd. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"Generally, Baseline prefers clients to have a minimum of CHF 1,000,000 of assets under management. Baseline retains the right to accept accounts below the minimum requirement, or to retain accounts that have dropped below the minimum requirement due to market fluctuation or investment activity.\""
    },
    {
      "q": "What changed in Baseline Wealth Management Ltd.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $853,417,060 to $1,083,389,424 (+27%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 618513259.0,
      "total_employees": 9,
      "filing_date": "2021-07-08"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 672589779.0,
      "total_employees": 10,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 782812863.0,
      "total_employees": 11,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 851789671.0,
      "total_employees": 12,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 853417060.0,
      "total_employees": 12,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1083389424.0,
      "total_employees": 13,
      "filing_date": "2026-06-04"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $853,417,060 to $1,083,389,424 (+27%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Item 11 disclosure answers changed: 3 yes answers, previously 0 (now yes: 11.C(2), 11.C(5), 11.D(4)).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000"
        ],
        "quotes": [
          "Generally, Baseline prefers clients to have a minimum of CHF 1,000,000 of assets under management. Baseline retains the right to accept accounts below the minimum requirement, or to retain accounts that have dropped below the minimum requirement due to market fluctuation or investment activity."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Generally, Baseline prefers clients to have a minimum of CHF 1,000,000 of assets under management. Baseline retains the right to accept accounts below the minimum requirement, or to retain accounts that have dropped below the minimum requirement due to market fluctuation or investment activity."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Bank SYZ Ltd",
      "name_as_filed": "BANK SYZ LTD",
      "affiliated": false
    },
    {
      "name": "Banque Pictet & CIE SA",
      "name_as_filed": "BANQUE PICTET & CIE SA",
      "affiliated": false
    },
    {
      "name": "UBS Bank",
      "name_as_filed": "UBS BANK",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/baseline-wealth-management-ltd-geneva-155526.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 261,
      "fewer_than_5": false,
      "raum": 1083389424.0
    }
  ],
  "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155526",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}