# Base Wealth Management

> Base Wealth Management is an SEC-registered investment advisory firm in Lakewood Ranch, FL, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 321991
- Filed as: BASE WEALTH MANAGEMENT
- Legal name: Base Wealth Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lakewood Ranch, FL
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/321991
- AdvisorCensus page: https://advisorcensus.com/firm/base-wealth-management-lakewood-ranch-fl-321991

## Quick answers

**How is Base Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Base Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Base Wealth Management charge?**
Its Form ADV Part 2A brochure dated March 24, 2026 states: Hourly rate: $500 an hour (investment advisory advice and/or financial planning advice); Flat fee: up to $20,000 (comprehensive financial planning services or financial consulting). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Base Wealth Management located?**
Base Wealth Management's principal office is in Lakewood Ranch, FL, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Base Wealth Management registered with the SEC or a state?**
Base Wealth Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 321991.

**How much does Base Wealth Management manage?**
Base Wealth Management reports $326,333,445 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have Base Wealth Management's assets and staff changed since 2022?**
In the Form ADV data for Base Wealth Management: Regulatory assets under management: $0 in the October 2022 data and $326,333,445 in the October 2026 data. Total employees: 5 in October 2022 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Base Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (835); high net worth individuals (26); charitable organizations (1).

**Which custodians does Base Wealth Management use?**
Base Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Base Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/321991

**Does Base Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 24, 2026 says: "The Advisor does not have any minimum requirements for opening or maintaining an account."

**What changed in Base Wealth Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 9. Regulatory assets under management went from $269,917,000 to $326,333,445 (+21%). Added an office in Anna Maria, FL. Registered or notice-filed in CT. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Account minimum: None

> The Advisor does not have any minimum requirements for opening or maintaining an account.

- Hourly rate: $500 an hour (investment advisory advice and/or financial planning advice)

> The Advisor’s hourly fee will be billed at a rate of $500 per hour, but may be negotiated in advance.

- Flat fee: up to $20,000 (comprehensive financial planning services or financial consulting)

> Some clients may wish to be charged a fixed fee for comprehensive financial planning services or financial consulting. The fee will range up to $20,000

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $326,333,445
- Discretionary: $326,333,445
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 835 | $247,153,490 |
| High net worth individuals | 26 | $78,903,806 |
| Charitable organizations | 1 | $276,149 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 15 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, GA, MI, NC, NH, NY, OH, PA, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Anna Maria, FL
- Lutz, FL

### Websites listed on Form ADV (Item 1.I)
- basewealthmanagement.com
- Facebook @basewealth
- LinkedIn @base-wealth-management
- TikTok @basewealthmanagement
- X @basewealthmgmt
- YouTube @UC65JIX1h23ppfZhKArwh_Wg

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $0 | 5 | September 1, 2022 |
| October 2023 | $107,217,000 | 5 | September 18, 2023 |
| October 2024 | $213,827,000 | 10 | March 1, 2024 |
| October 2025 | $269,917,000 | 10 | February 21, 2025 |
| October 2026 | $326,333,445 | 15 | March 24, 2026 |

Regulatory assets under management: $0 in the October 2022 data and $326,333,445 in the October 2026 data.
Total employees: 5 in October 2022 and 15 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 9.
- Regulatory assets under management went from $269,917,000 to $326,333,445 (+21%).
- Added an office in Anna Maria, FL.
- Registered or notice-filed in CT.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Base Wealth Management (CRD 321991): Form ADV filing data as of October 2026.