# Basa Advisors

> Basa Advisors is an SEC-registered investment advisory firm in Dallas, TX, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 290034
- Filed as: BASA ADVISORS
- Legal name: Basa Resources, Inc.
- Also doing business as: BASA ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/290034
- AdvisorCensus page: https://advisorcensus.com/firm/basa-advisors-dallas-tx-290034

## Quick answers

**How is Basa Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Basa Advisors reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Basa Advisors located?**
Basa Advisors' principal office is in Dallas, TX, according to its Form ADV.

**Is Basa Advisors registered with the SEC or a state?**
Basa Advisors is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 290034.

**How much does Basa Advisors manage?**
Basa Advisors reports $95,680,440 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Basa Advisors' assets and staff changed since 2021?**
In the Form ADV data for Basa Advisors: Regulatory assets under management: $97,211,481 in the October 2021 data and $95,680,440 in the October 2026 data, down 2%. Total employees: 20 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Basa Advisors serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Basa Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/290034

**What changed in Basa Advisors' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $110,445,373 to $95,680,440 (-13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $95,680,440
- Discretionary: $95,680,440
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $95,680,440 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 14 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- basaresources.com/basa-advisors-llc
- LinkedIn @BASA-RESOURCES-INC-1989

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $97,211,481 | 20 | March 30, 2021 |
| October 2022 | $146,364,570 | 20 | March 30, 2022 |
| October 2023 | $141,018,136 | 17 | March 30, 2023 |
| October 2024 | $107,134,151 | 16 | March 28, 2024 |
| October 2025 | $110,445,373 | 16 | March 26, 2025 |
| October 2026 | $95,680,440 | 14 | March 26, 2026 |

Regulatory assets under management: $97,211,481 in the October 2021 data and $95,680,440 in the October 2026 data, down 2%.
Total employees: 20 in October 2021 and 14 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $110,445,373 to $95,680,440 (-13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Basa Advisors (CRD 290034): Form ADV filing data as of October 2026.