# Barton Investment Management, LLC

> Barton Investment Management, LLC is an SEC-registered investment advisory firm in W. Conshohocken, PA, registered since 2006, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 2, 2026.

- CRD: 141084
- Filed as: BARTON INVESTMENT MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: W. Conshohocken, PA
- Filing period: October 2026
- Form ADV filing dated: February 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/141084
- AdvisorCensus page: https://advisorcensus.com/firm/barton-investment-management-llc-w-conshohocken-pa-141084

## Quick answers

**How is Barton Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Barton Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; other.

**How much does Barton Investment Management, LLC charge?**
Its Form ADV Part 2A brochure dated February 2, 2026 states: Subscription: $10,000 a year (monitoring services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Barton Investment Management, LLC located?**
Barton Investment Management, LLC's principal office is in W. Conshohocken, PA, according to its Form ADV.

**Is Barton Investment Management, LLC registered with the SEC or a state?**
Barton Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 141084.

**How much does Barton Investment Management, LLC manage?**
Barton Investment Management, LLC reports $984,712,343 in regulatory assets under management in its Form ADV filing dated February 2, 2026 (100% discretionary).

**How have Barton Investment Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Barton Investment Management, LLC: Regulatory assets under management: $1,214,067,647 in the October 2021 data and $984,712,343 in the October 2026 data, down 19%. Total employees: 6 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Barton Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (73); individuals (other than high net worth individuals) (20); other (1).

**Which custodians does Barton Investment Management, LLC use?**
Barton Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Barton Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141084

**Does Barton Investment Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 2, 2026 says: "Generally, a minimum of $1,000,000 of assets under management is required for accounts, although there may be exceptions from time to time, at Barton’s discretion."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated February 2, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> Generally, a minimum of $1,000,000 of assets under management is required for accounts, although there may be exceptions from time to time, at Barton’s discretion.

- Subscription: $10,000 a year (monitoring services)

> We also offer our monitoring services for a 0.1% fee subject to a combined family minimum fee of $10,000 per year.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $984,712,343
- Discretionary: $984,654,556
- Non-discretionary: $57,787

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 20 | $9,059,336 |
| High net worth individuals | 73 | $967,645,416 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 1 | $8,007,591 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2006 (20 years)
- Employees: 7 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, NC, NH, NY, OH, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bartonim.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,214,067,647 | 6 | April 7, 2021 |
| October 2022 | $1,201,190,757 | 6 | January 28, 2022 |
| October 2023 | $567,791,091 | 6 | January 27, 2023 |
| October 2024 | $846,162,934 | 6 | February 9, 2024 |
| October 2025 | $1,000,880,229 | 7 | February 12, 2025 |
| October 2026 | $984,712,343 | 7 | February 2, 2026 |

Regulatory assets under management: $1,214,067,647 in the October 2021 data and $984,712,343 in the October 2026 data, down 19%.
Total employees: 6 in October 2021 and 7 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Barton Investment Management, LLC (CRD 141084): Form ADV filing data as of October 2026.