# Barrington Asset Management, Inc.

> Barrington Asset Management, Inc. is a state-registered investment advisory firm in Chicago, IL, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.

- CRD: 113740
- Filed as: BARRINGTON ASSET MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: March 3, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/113740
- AdvisorCensus page: https://advisorcensus.com/firm/barrington-asset-management-inc-chicago-il-113740

## Quick answers

**How is Barrington Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Barrington Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Barrington Asset Management, Inc. located?**
Barrington Asset Management, Inc.'s principal office is in Chicago, IL, according to its Form ADV.

**Is Barrington Asset Management, Inc. registered with the SEC or a state?**
Barrington Asset Management, Inc. is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 113740.

**How much does Barrington Asset Management, Inc. manage?**
Barrington Asset Management, Inc. reports $55,211,309 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary).

**What types of clients does Barrington Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (43); pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Barrington Asset Management, Inc. report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/113740

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $55,211,309
- Discretionary: $55,211,309
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 43 | $52,004,203 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $3,207,106 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (14 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA, IL
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.H(2): Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/113740

### Websites listed on Form ADV (Item 1.I)
- barringtonasset.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Barrington Asset Management, Inc. (CRD 113740): Form ADV filing data as of October 2026.