{ "crd_number": 113740, "slug": "barrington-asset-management-inc-chicago-il-113740", "primary_business_name": "BARRINGTON ASSET MANAGEMENT, INC.", "legal_name": "BARRINGTON ASSET MANAGEMENT, INC.", "dbas": [], "city": "Chicago", "state": "IL", "country": "United States", "cbsa_code": "16980", "metro": { "cbsa_code": "16980", "common_name": "Chicago", "msa_name": "Chicago-Naperville-Elgin, IL-IN", "path": "/advisors/il/chicago" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2012-01-24", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-03", "carried_forward": false, "raum_total": 55211309.0, "raum_discretionary": 55211309.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 5, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "high_net_worth_individuals": { "raum": 52004203.0, "count": 43 }, "pooled_investment_vehicles": { "raum": 3207106.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 4, "states_registered": [ "GA", "IL" ], "websites": [ "https://barringtonasset.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113740", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.H(2)", "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?" } ], "city_as_filed": "CHICAGO", "url": "https://advisorcensus.com/firm/barrington-asset-management-inc-chicago-il-113740", "display_name": "Barrington Asset Management, Inc.", "summary": "Barrington Asset Management, Inc. is a state-registered investment advisory firm in Chicago, IL, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 3, 2026.", "citation": "AdvisorCensus. Barrington Asset Management, Inc. (CRD 113740): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Barrington Asset Management, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Barrington Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Barrington Asset Management, Inc. located?", "a": "Barrington Asset Management, Inc.'s principal office is in Chicago, IL, according to its Form ADV." }, { "q": "Is Barrington Asset Management, Inc. registered with the SEC or a state?", "a": "Barrington Asset Management, Inc. is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 113740." }, { "q": "How much does Barrington Asset Management, Inc. manage?", "a": "Barrington Asset Management, Inc. reports $55,211,309 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary)." }, { "q": "What types of clients does Barrington Asset Management, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (43); pooled investment vehicles (other than investment companies and business development companies) (1)." }, { "q": "Does Barrington Asset Management, Inc. report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/113740" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/barrington-asset-management-inc-chicago-il-113740.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 43, "fewer_than_5": false, "raum": 52004203.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 3207106.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113740", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }