# Barrett Upton Capital Partners

> Barrett Upton Capital Partners is an SEC-registered investment advisory firm in Lake Forest, IL, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 326104
- Filed as: BARRETT UPTON CAPITAL PARTNERS
- Legal name: Barrett Upton Capital Partners LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lake Forest, IL
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/326104
- AdvisorCensus page: https://advisorcensus.com/firm/barrett-upton-capital-partners-lake-forest-il-326104

## Quick answers

**How is Barrett Upton Capital Partners compensated?**
On its Form ADV (Item 5.E, October 2026), Barrett Upton Capital Partners reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Barrett Upton Capital Partners located?**
Barrett Upton Capital Partners' principal office is in Lake Forest, IL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Barrett Upton Capital Partners registered with the SEC or a state?**
Barrett Upton Capital Partners is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326104.

**How much does Barrett Upton Capital Partners manage?**
Barrett Upton Capital Partners reports $182,250,000 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**How have Barrett Upton Capital Partners' assets and staff changed since 2023?**
In the Form ADV data for Barrett Upton Capital Partners: Regulatory assets under management: $0 in the October 2023 data and $182,250,000 in the October 2026 data. Total employees: 6 in October 2023 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Barrett Upton Capital Partners serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Barrett Upton Capital Partners report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326104

**What changed in Barrett Upton Capital Partners' recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 6. Regulatory assets under management went from $117,100,000 to $182,250,000 (+56%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $182,250,000
- Discretionary: $182,250,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $182,250,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 9 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Milwaukee, WI

### Websites listed on Form ADV (Item 1.I)
- barrettupton.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 6 | July 29, 2023 |
| October 2024 | $49,825,000 | 8 | March 29, 2024 |
| October 2025 | $96,225,000 | 8 | July 7, 2025 |
| October 2026 | $182,250,000 | 9 | March 26, 2026 |

Regulatory assets under management: $0 in the October 2023 data and $182,250,000 in the October 2026 data.
Total employees: 6 in October 2023 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 6.
- Regulatory assets under management went from $117,100,000 to $182,250,000 (+56%).
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Regulatory assets under management went from $96,225,000 to $117,100,000 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Barrett Upton Capital Partners (CRD 326104): Form ADV filing data as of October 2026.