# Baroldi Wood Mance Financial Advisors, LLC

> Baroldi Wood Mance Financial Advisors, LLC is a state-registered investment advisory firm in Foothill Ranch, CA, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 10, 2026.

- CRD: 317002
- Filed as: BAROLDI WOOD MANCE FINANCIAL ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Foothill Ranch, CA
- Filing period: October 2026
- Form ADV filing dated: February 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/317002
- AdvisorCensus page: https://advisorcensus.com/firm/baroldi-wood-mance-financial-advisors-llc-foothill-ranch-ca-317002

## Quick answers

**How is Baroldi Wood Mance Financial Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Baroldi Wood Mance Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Baroldi Wood Mance Financial Advisors, LLC located?**
Baroldi Wood Mance Financial Advisors, LLC's principal office is in Foothill Ranch, CA, according to its Form ADV.

**Is Baroldi Wood Mance Financial Advisors, LLC registered with the SEC or a state?**
Baroldi Wood Mance Financial Advisors, LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 317002.

**How much does Baroldi Wood Mance Financial Advisors, LLC manage?**
Baroldi Wood Mance Financial Advisors, LLC reports $69,161,081 in regulatory assets under management in its Form ADV filing dated February 10, 2026 (0% discretionary).

**What types of clients does Baroldi Wood Mance Financial Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (204); high net worth individuals (45); pension and profit sharing plans (but not the plan participants or government pension plans) (23).

**Does Baroldi Wood Mance Financial Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/317002

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $69,161,081
- Discretionary: $0
- Non-discretionary: $69,161,081

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 204 | $10,695,169 |
| High net worth individuals | 45 | $33,603,778 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 23 | $24,862,134 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bwm-cpas.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Baroldi Wood Mance Financial Advisors, LLC (CRD 317002): Form ADV filing data as of October 2026.