# Bark Securities, LLC

> Bark Securities, LLC is an SEC-registered investment advisory firm in San Francisco, CA, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 24, 2025.

- CRD: 337787
- Filed as: BARK SECURITIES, LLC
- Registration: SEC-registered investment adviser (status as filed: 120-Day Approval)
- Location: San Francisco, CA
- Filing period: October 2026
- Form ADV filing dated: July 24, 2025
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/337787
- AdvisorCensus page: https://advisorcensus.com/firm/bark-securities-llc-san-francisco-ca-337787

## Quick answers

**How is Bark Securities, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Bark Securities, LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Bark Securities, LLC located?**
Bark Securities, LLC's principal office is in San Francisco, CA, according to its Form ADV.

**Is Bark Securities, LLC registered with the SEC or a state?**
Bark Securities, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: 120-Day Approval. CRD 337787.

**How much does Bark Securities, LLC manage?**
Bark Securities, LLC reports $0 in regulatory assets under management in its Form ADV filing dated July 24, 2025.

**Does Bark Securities, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337787

**What changed in Bark Securities, LLC's recent Form ADV filings?**
In the December 2025 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Not reported | $0 |
| High net worth individuals | Not reported | $0 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [bark.finance](https://bark.finance)

## Changes in the filing (last 12 months)

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bark Securities, LLC (CRD 337787): Form ADV filing data as of October 2026.