{
  "crd_number": 169697,
  "slug": "barings-australia-pty-ltd-sydney-169697",
  "primary_business_name": "BARINGS AUSTRALIA PTY LTD",
  "legal_name": "BARINGS AUSTRALIA PTY LTD",
  "dbas": [],
  "city": "Sydney",
  "state": null,
  "country": "Australia",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "exempt",
  "registration_status": "ERA - Active",
  "registration_date": "2014-10-30",
  "years_registered": 11,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": null,
  "advisory_employees": null,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [],
  "advisory_activities": [],
  "wrap_fee_participant": null,
  "disclosure_yes_count": 2,
  "states_registered": [],
  "websites": [
    "https://barings.com",
    "https://gcapinvest.com",
    "https://linkedin.com/COMPANY/BARINGS",
    "https://linkedin.com/SHOWCASE/BARINGS-GLOBAL-PRIVATE-FINANCE",
    "https://linkedin.com/SHOWCASE/BARINGS-REAL-ESTATE",
    "https://open.spotify.com/show/7wv1GJCQHcggXDdMHbhRlY",
    "https://podcast.barings.com/public/75/Streaming-Income---A-Podcast-from-Barings-6f727a82",
    "https://podcasts.apple.com/us/podcast/streaming-income-a-podcast-from-barings/id1449496233",
    "https://x.com/BARINGS",
    "https://youtube.com/@barings",
    "https://youtube.com/@baringsrealestateaustralia",
    "https://youtube.com/@gryphoncapitalinvestment7587"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169697",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.D(4)",
      "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    }
  ],
  "city_as_filed": "SYDNEY",
  "url": "https://advisorcensus.com/firm/barings-australia-pty-ltd-sydney-169697",
  "display_name": "Barings Australia Pty Ltd",
  "summary": "Barings Australia Pty Ltd is an exempt reporting adviser in Sydney, Australia, filing reports since 2014. Exempt reporting advisers do not report regulatory assets under management on Form ADV.",
  "citation": "AdvisorCensus. Barings Australia Pty Ltd (CRD 169697): Form ADV filing data as of October 2026.",
  "registration_type_label": "Exempt reporting adviser",
  "compensation_labels": [],
  "advisory_activity_labels": [],
  "quick_answers": [
    {
      "q": "Where is Barings Australia Pty Ltd located?",
      "a": "Barings Australia Pty Ltd's principal office is in Sydney, Australia, according to its Form ADV."
    },
    {
      "q": "How does Barings Australia Pty Ltd report to regulators?",
      "a": "Barings Australia Pty Ltd is an exempt reporting adviser, filing reports since 2014. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 169697."
    },
    {
      "q": "Does Barings Australia Pty Ltd report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/169697"
    },
    {
      "q": "What changed in Barings Australia Pty Ltd's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2021-03-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2023-10-03"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-03-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2025-05-22"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/barings-australia-pty-ltd-sydney-169697.md",
  "clients": [],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169697",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}