# Barbara S. Gault

> Barbara S. Gault is a state-registered investment advisory firm, registered since 2003, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 128433
- Filed as: BARBARA S. GAULT
- Legal name: Gault, Barbara Stewart
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/128433
- AdvisorCensus page: https://advisorcensus.com/firm/barbara-s-gault-128433

## Quick answers

**How is Barbara S. Gault compensated?**
On its Form ADV (Item 5.E, October 2026), Barbara S. Gault reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Barbara S. Gault registered with the SEC or a state?**
Barbara S. Gault is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 128433.

**How much does Barbara S. Gault manage?**
Barbara S. Gault reports $14,248,574 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (76% discretionary).

**What types of clients does Barbara S. Gault serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (7); high net worth individuals (6).

**Does Barbara S. Gault report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128433

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $14,248,574
- Discretionary: $10,899,422
- Non-discretionary: $3,349,152

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $3,444,560 |
| High net worth individuals | 6 | $10,804,014 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2003 (22 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @barbara-gault-0b00647

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Barbara S. Gault (CRD 128433): Form ADV filing data as of October 2026.