# Bantam Inc.

> Bantam Inc. is a state-registered investment advisory firm in Staatsburg, NY, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.

- CRD: 288075
- Filed as: BANTAM INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Staatsburg, NY
- Filing period: October 2026
- Form ADV filing dated: March 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/288075
- AdvisorCensus page: https://advisorcensus.com/firm/bantam-inc-staatsburg-ny-288075

## Quick answers

**How is Bantam Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Bantam Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Bantam Inc. located?**
Bantam Inc.'s principal office is in Staatsburg, NY, according to its Form ADV.

**Is Bantam Inc. registered with the SEC or a state?**
Bantam Inc. is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 288075.

**How much does Bantam Inc. manage?**
Bantam Inc. reports $30,500,000 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (97% discretionary).

**How have Bantam Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Bantam Inc.: Regulatory assets under management: $38,542,400 in the October 2021 data and $30,500,000 in the October 2026 data, down 21%. Total employees: 2 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Bantam Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (3).

**Does Bantam Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/288075

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Regulatory assets under management (Item 5.F)
- Total: $30,500,000
- Discretionary: $29,500,000
- Non-discretionary: $1,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 3 | $30,500,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bant.am
- linktr.ee/jackduval91
- podcasts.apple.com/us/podcast/the-bantam-podcast/id1437830908
- tarotfso.substack.com
- Instagram @jackduval91
- LinkedIn @bantam-inc
- LinkedIn @jackduval
- X @bdafhedge
- YouTube @feed

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $38,542,400 | 2 | April 6, 2021 |
| October 2022 | $27,127,144 | 2 | March 16, 2022 |
| October 2026 | $30,500,000 | 1 | March 9, 2026 |

Regulatory assets under management: $38,542,400 in the October 2021 data and $30,500,000 in the October 2026 data, down 21%.
Total employees: 2 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bantam Inc. (CRD 288075): Form ADV filing data as of October 2026.