{ "crd_number": 284367, "slug": "banner-oak-capital-partners-lp-dallas-tx-284367", "primary_business_name": "BANNER OAK CAPITAL PARTNERS, LP", "legal_name": "BANNER OAK CAPITAL PARTNERS, LP", "dbas": [], "city": "Dallas", "state": "TX", "country": "United States", "cbsa_code": "19100", "metro": { "cbsa_code": "19100", "common_name": "Dallas", "msa_name": "Dallas-Fort Worth-Arlington, TX", "path": "/advisors/tx/dallas" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2016-07-22", "years_registered": 10, "period": "2026-10-01", "filing_date": "2026-03-26", "carried_forward": false, "raum_total": 4459266422.0, "raum_discretionary": 4459266422.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 9, "advisory_employees": 6, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 4459266422.0, "count": 9 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://banneroak.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284367", "city_as_filed": "DALLAS", "url": "https://advisorcensus.com/firm/banner-oak-capital-partners-lp-dallas-tx-284367", "display_name": "Banner Oak Capital Partners, LP", "summary": "Banner Oak Capital Partners, LP is an SEC-registered investment advisory firm in Dallas, TX, registered since 2016, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 26, 2026.", "citation": "AdvisorCensus. Banner Oak Capital Partners, LP (CRD 284367): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Banner Oak Capital Partners, LP compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Banner Oak Capital Partners, LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other." }, { "q": "Where is Banner Oak Capital Partners, LP located?", "a": "Banner Oak Capital Partners, LP's principal office is in Dallas, TX, according to its Form ADV." }, { "q": "Is Banner Oak Capital Partners, LP registered with the SEC or a state?", "a": "Banner Oak Capital Partners, LP is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 284367." }, { "q": "How much does Banner Oak Capital Partners, LP manage?", "a": "Banner Oak Capital Partners, LP reports $4,459,266,422 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary)." }, { "q": "How have Banner Oak Capital Partners, LP's assets and staff changed since 2021?", "a": "In the Form ADV data for Banner Oak Capital Partners, LP: Regulatory assets under management: $4,189,476,269 in the October 2021 data and $4,459,266,422 in the October 2026 data, up 6%. Total employees: 12 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Banner Oak Capital Partners, LP serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (9)." }, { "q": "Does Banner Oak Capital Partners, LP report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284367" }, { "q": "What changed in Banner Oak Capital Partners, LP's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 8 to 6." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 4189476269.0, "total_employees": 12, "filing_date": "2021-03-25" }, { "period": "2022-10-01", "regulatory_assets_under_management": 5974672992.0, "total_employees": 14, "filing_date": "2022-03-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 7248803232.0, "total_employees": 13, "filing_date": "2023-03-27" }, { "period": "2024-10-01", "regulatory_assets_under_management": 6873243298.0, "total_employees": 12, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4816888765.0, "total_employees": 11, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 4459266422.0, "total_employees": 9, "filing_date": "2026-03-26" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 8 to 6." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/banner-oak-capital-partners-lp-dallas-tx-284367.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 9, "fewer_than_5": false, "raum": 4459266422.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284367", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }