# Banker Investment Group

> Banker Investment Group is an SEC-registered investment advisory firm in West Lafayette, IN, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 109650
- Filed as: BANKER INVESTMENT GROUP
- Legal name: Banker Investment Group Inc
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: West Lafayette, IN
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109650
- AdvisorCensus page: https://advisorcensus.com/firm/banker-investment-group-west-lafayette-in-109650

## Quick answers

**How is Banker Investment Group compensated?**
On its Form ADV (Item 5.E, October 2026), Banker Investment Group reports these compensation arrangements: a percentage of assets under its management.

**What does Banker Investment Group's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Up to $500,000: 1% a year; $500,000 to $1,000,000: 0.75% a year; Above $1,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Banker Investment Group located?**
Banker Investment Group's principal office is in West Lafayette, IN, according to its Form ADV.

**Is Banker Investment Group registered with the SEC or a state?**
Banker Investment Group is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 109650.

**How much does Banker Investment Group manage?**
Banker Investment Group reports $260,212,387 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Banker Investment Group's assets and staff changed since 2021?**
In the Form ADV data for Banker Investment Group: Regulatory assets under management: $217,254,766 in the October 2021 data and $260,212,387 in the October 2026 data, up 20%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Banker Investment Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (370); high net worth individuals (97); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Banker Investment Group use?**
Banker Investment Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Banker Investment Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109650

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Up to $500,000: 1% a year
- $500,000 to $1,000,000: 0.75% a year
- Above $1,000,000: 0.5% a year

> The annualized fee for Investment Supervisory Services will be charged as a percentage of assets under management, according to the following schedule: Assets Under Management Annual Fee Up to $500,000 1.00% $500,000 to $1,000,000 0.75% Over $1,000,000 0.50%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $260,212,387
- Discretionary: $260,212,387
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 370 | $85,811,092 |
| High net worth individuals | 97 | $172,812,962 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,588,333 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2014 (12 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, IN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bankerinvestmentgroup.com
- Facebook @Bankergrp
- LinkedIn @banker-investment-group

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $217,254,766 | 5 | March 18, 2021 |
| October 2022 | $227,810,721 | 4 | March 30, 2022 |
| October 2023 | $224,683,074 | 4 | March 29, 2023 |
| October 2024 | $257,619,503 | 4 | March 27, 2024 |
| October 2025 | $259,619,658 | 4 | March 31, 2025 |
| October 2026 | $260,212,387 | 4 | March 31, 2026 |

Regulatory assets under management: $217,254,766 in the October 2021 data and $260,212,387 in the October 2026 data, up 20%.
Total employees: 5 in October 2021 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Banker Investment Group (CRD 109650): Form ADV filing data as of October 2026.