# Bangerter Financial Services, Inc.

> Bangerter Financial Services, Inc. is a state-registered investment advisory firm in Roseville, CA, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 23, 2026.

- CRD: 171939
- Filed as: BANGERTER FINANCIAL SERVICES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Roseville, CA
- Filing period: October 2026
- Form ADV filing dated: June 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/171939
- AdvisorCensus page: https://advisorcensus.com/firm/bangerter-financial-services-inc-roseville-ca-171939

## Quick answers

**How is Bangerter Financial Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Bangerter Financial Services, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; other.

**Where is Bangerter Financial Services, Inc. located?**
Bangerter Financial Services, Inc.'s principal office is in Roseville, CA, according to its Form ADV.

**Is Bangerter Financial Services, Inc. registered with the SEC or a state?**
Bangerter Financial Services, Inc. is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 171939.

**How much does Bangerter Financial Services, Inc. manage?**
Bangerter Financial Services, Inc. reports $68,785,486 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (100% discretionary).

**What types of clients does Bangerter Financial Services, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (282); high net worth individuals (35); corporations or other businesses not listed above (2).

**Does Bangerter Financial Services, Inc. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct) and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/171939

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Regulatory assets under management (Item 5.F)
- Total: $68,785,486
- Discretionary: $68,785,486
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 282 | $27,759,826 |
| High net worth individuals | 35 | $40,127,644 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $737,525 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 2 | $160,491 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2014 (11 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, GA, MD, NV, UT
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/171939

### Websites listed on Form ADV (Item 1.I)
- bangerterfinancial.com
- Facebook @BANGERTERFINANCIALSERVICES
- X @BANGERTERFINANCIAL SERVICES

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bangerter Financial Services, Inc. (CRD 171939): Form ADV filing data as of October 2026.