# Bancroft Booth Capital Advisors

> Bancroft Booth Capital Advisors is a state-registered investment advisory firm, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 17, 2025.

- CRD: 335113
- Filed as: BANCROFT BOOTH CAPITAL ADVISORS
- Legal name: John Winston Booth
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: July 17, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/335113
- AdvisorCensus page: https://advisorcensus.com/firm/bancroft-booth-capital-advisors-335113

## Quick answers

**How is Bancroft Booth Capital Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Bancroft Booth Capital Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Is Bancroft Booth Capital Advisors registered with the SEC or a state?**
Bancroft Booth Capital Advisors is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 335113.

**How much does Bancroft Booth Capital Advisors manage?**
Bancroft Booth Capital Advisors reports $0 in regulatory assets under management in its Form ADV filing dated July 17, 2025.

**Does Bancroft Booth Capital Advisors report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/335113

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/335113

### Websites listed on Form ADV (Item 1.I)
- bancroftbooth.com
- google.com/maps/place/Bancroft+Booth+Capital+Advisors/@32.9754124,-96.3347701,17z/data=!3m1!4b1!4m6!3m5!1s0x864bffea
- Facebook @bancroftbooth

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bancroft Booth Capital Advisors (CRD 335113): Form ADV filing data as of October 2026.