# Bamco, Inc.

> Bamco, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 1987, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 27, 2026.

- CRD: 110789
- Filed as: BAMCO, INC.
- Also doing business as: BAMCO, INC. (NY)
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: May 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110789
- AdvisorCensus page: https://advisorcensus.com/firm/bamco-inc-new-york-ny-110789

## Quick answers

**How is Bamco, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Bamco, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Bamco, Inc. charge?**
Its Form ADV Part 2A brochure dated May 27, 2026 states: Asset-based fee: 0.3% to 1.75% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Bamco, Inc. located?**
Bamco, Inc.'s principal office is in New York, NY, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Bamco, Inc. registered with the SEC or a state?**
Bamco, Inc. is an SEC-registered investment advisory firm, registered since 1987. Status as filed: Approved. CRD 110789.

**How much does Bamco, Inc. manage?**
Bamco, Inc. reports $39,507,212,512 in regulatory assets under management in its Form ADV filing dated May 27, 2026 (100% discretionary).

**How have Bamco, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Bamco, Inc.: Regulatory assets under management: $46,999,148,354 in the October 2021 data and $39,507,212,512 in the October 2026 data, down 16%. Total employees: 166 in October 2021 and 221 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Bamco, Inc. serve?**
By number of clients on Form ADV Item 5.D: investment companies (25); pooled investment vehicles (other than investment companies and business development companies) (11); other (9).

**Does Bamco, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110789

**What changed in Bamco, Inc.'s recent Form ADV filings?**
In the June 2026 filing data: Employees performing advisory functions went from 44 to 41.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 27, 2026)

- Asset-based fee: 0.3% to 1.75% a year (a range, as the brochure states it)

> Fees for the Baron Funds Clients are based on a percentage of daily average net assets under management. Management fees range from 0.30% to 1.75%, per year, of the investment company’s average daily net asset value.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $39,507,212,512
- Discretionary: $39,507,212,512
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 25 | $39,055,890,194 |
| Pooled investment vehicles (other than investment companies and business development companies) | 11 | $402,824,197 |
| Other | 9 | $48,498,121 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 1987 (39 years)
- Employees: 221 total, 41 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DE, FL, MA, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the June 2026 filing
- West Palm Beach, FL

### Websites listed on Form ADV (Item 1.I)
- [baroncapitalgroup.com](https://baroncapitalgroup.com)
- [vimeo.com/USER58289904](https://vimeo.com/USER58289904)
- LinkedIn @BARON-CAPITAL
- LinkedIn @MICHAEL-RICHARD-BARON
- X @BARONCAPITALGROUP
- X @BARONFUNDS
- X @RONBARONANALYST
- YouTube @BARONCAPITAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $46,999,148,354 | 166 | July 16, 2021 |
| October 2022 | $44,976,840,333 | 171 | May 25, 2022 |
| October 2023 | $36,021,839,905 | 196 | May 11, 2023 |
| October 2024 | $39,112,410,746 | 210 | September 25, 2024 |
| October 2025 | $38,165,200,745 | 208 | July 8, 2025 |
| October 2026 | $39,507,212,512 | 221 | May 27, 2026 |

Regulatory assets under management: $46,999,148,354 in the October 2021 data and $39,507,212,512 in the October 2026 data, down 16%.
Total employees: 166 in October 2021 and 221 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Employees performing advisory functions went from 44 to 41.

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bamco, Inc. (CRD 110789): Form ADV filing data as of October 2026.