{
  "crd_number": 110789,
  "slug": "bamco-inc-new-york-ny-110789",
  "primary_business_name": "BAMCO, INC.",
  "legal_name": "BAMCO, INC.",
  "dbas": [
    "BAMCO, INC. (NY)"
  ],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1987-03-06",
  "years_registered": 39,
  "period": "2026-10-01",
  "filing_date": "2026-05-27",
  "carried_forward": false,
  "raum_total": 39507212512.0,
  "raum_discretionary": 39507212512.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 221,
  "advisory_employees": 41,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 48498121.0,
      "count": 9,
      "description": "AUA MODELS"
    },
    "investment_companies": {
      "raum": 39055890194.0,
      "count": 25
    },
    "pooled_investment_vehicles": {
      "raum": 402824197.0,
      "count": 11
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "DE",
    "FL",
    "MA",
    "NY"
  ],
  "websites": [
    "https://baroncapitalgroup.com",
    "https://linkedin.com/COMPANY/BARON-CAPITAL",
    "https://linkedin.com/IN/MICHAEL-RICHARD-BARON",
    "https://vimeo.com/USER58289904",
    "https://x.com/BARONCAPITALGROUP",
    "https://x.com/BARONFUNDS",
    "https://x.com/RONBARONANALYST",
    "https://youtube.com/@BARONCAPITAL"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110789",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/bamco-inc-new-york-ny-110789",
  "display_name": "Bamco, Inc.",
  "summary": "Bamco, Inc. is an SEC-registered investment advisory firm in New York, NY, registered since 1987, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 27, 2026.",
  "citation": "AdvisorCensus. Bamco, Inc. (CRD 110789): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Bamco, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Bamco, Inc. reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Bamco, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated May 27, 2026 states: Asset-based fee: 0.3% to 1.75% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Bamco, Inc. located?",
      "a": "Bamco, Inc.'s principal office is in New York, NY, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Bamco, Inc. registered with the SEC or a state?",
      "a": "Bamco, Inc. is an SEC-registered investment advisory firm, registered since 1987. Status as filed: Approved. CRD 110789."
    },
    {
      "q": "How much does Bamco, Inc. manage?",
      "a": "Bamco, Inc. reports $39,507,212,512 in regulatory assets under management in its Form ADV filing dated May 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have Bamco, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Bamco, Inc.: Regulatory assets under management: $46,999,148,354 in the October 2021 data and $39,507,212,512 in the October 2026 data, down 16%. Total employees: 166 in October 2021 and 221 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Bamco, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (25); pooled investment vehicles (other than investment companies and business development companies) (11); other (9)."
    },
    {
      "q": "Does Bamco, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110789"
    },
    {
      "q": "What changed in Bamco, Inc.'s recent Form ADV filings?",
      "a": "In the June 2026 filing data: Employees performing advisory functions went from 44 to 41."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 46999148354.0,
      "total_employees": 166,
      "filing_date": "2021-07-16"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 44976840333.0,
      "total_employees": 171,
      "filing_date": "2022-05-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 36021839905.0,
      "total_employees": 196,
      "filing_date": "2023-05-11"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 39112410746.0,
      "total_employees": 210,
      "filing_date": "2024-09-25"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 38165200745.0,
      "total_employees": 208,
      "filing_date": "2025-07-08"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 39507212512.0,
      "total_employees": 221,
      "filing_date": "2026-05-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Employees performing advisory functions went from 44 to 41."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated May 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.3% to 1.75% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.3% to 1.75% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Fees for the Baron Funds Clients are based on a percentage of daily average net assets under management. Management fees range from 0.30% to 1.75%, per year, of the investment company’s average daily net asset value."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.3,
        1.75
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Fees for the Baron Funds Clients are based on a percentage of daily average net assets under management. Management fees range from 0.30% to 1.75%, per year, of the investment company’s average daily net asset value."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/bamco-inc-new-york-ny-110789.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 25,
      "fewer_than_5": false,
      "raum": 39055890194.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 402824197.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 9,
      "fewer_than_5": false,
      "raum": 48498121.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110789",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}