{ "crd_number": 312792, "slug": "bam-credit-and-insurance-solutions-advisor-llc-new-york-ny-312792", "primary_business_name": "BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLC", "legal_name": "BAM CREDIT AND INSURANCE SOLUTIONS ADVISOR LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-03-29", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 107287970838.0, "raum_discretionary": 370626126.0, "raum_non_discretionary": 106917344712.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 1421, "advisory_employees": 1421, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "banking_thrift": { "raum": 1121063229.0, "count": 1, "fewer_than_5": true }, "insurance_companies": { "raum": 104207510067.0, "count": 27 }, "pooled_investment_vehicles": { "raum": 844705588.0, "count": 1 }, "corporations_other_businesses": { "raum": 1114691954.0, "count": 3, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [], "websites": [ "https://brookfield.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312792", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/bam-credit-and-insurance-solutions-advisor-llc-new-york-ny-312792", "display_name": "BAM Credit and Insurance Solutions Advisor LLC", "summary": "BAM Credit and Insurance Solutions Advisor LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2021, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. BAM Credit and Insurance Solutions Advisor LLC (CRD 312792): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is BAM Credit and Insurance Solutions Advisor LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), BAM Credit and Insurance Solutions Advisor LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is BAM Credit and Insurance Solutions Advisor LLC located?", "a": "BAM Credit and Insurance Solutions Advisor LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 22 other offices (Schedule D, Section 1.F)." }, { "q": "Is BAM Credit and Insurance Solutions Advisor LLC registered with the SEC or a state?", "a": "BAM Credit and Insurance Solutions Advisor LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312792." }, { "q": "How much does BAM Credit and Insurance Solutions Advisor LLC manage?", "a": "BAM Credit and Insurance Solutions Advisor LLC reports $107,287,970,838 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (0% discretionary)." }, { "q": "How have BAM Credit and Insurance Solutions Advisor LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for BAM Credit and Insurance Solutions Advisor LLC: Regulatory assets under management: $21,800,000 in the October 2021 data and $107,287,970,838 in the October 2026 data, up 492047%. Total employees: 379 in October 2021 and 1,421 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does BAM Credit and Insurance Solutions Advisor LLC serve?", "a": "By number of clients on Form ADV Item 5.D: insurance companies (27); corporations or other businesses not listed above (3); banking or thrift institutions (1)." }, { "q": "Which custodians does BAM Credit and Insurance Solutions Advisor LLC use?", "a": "BAM Credit and Insurance Solutions Advisor LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JPMorgan Chase & Co and The Bank of New York Mellon as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does BAM Credit and Insurance Solutions Advisor LLC report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312792" }, { "q": "What changed in BAM Credit and Insurance Solutions Advisor LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 1027 to 1421. Regulatory assets under management went from $92,249,239,694 to $107,287,970,838 (+16%). Changed its office addresses in Atlanta, GA. Changed its office addresses in Cleveland, OH. Changed its office addresses in Dubai. Changed its office addresses in Frankfurt. Changed its office addresses in Hong Kong. Changed its office addresses in London. Changed its office addresses in Mumbai. Changed its office addresses in S?o Paulo. Changed its office addresses in Seoul. Changed its office addresses in Singapore. Added an office in Chicago, IL. Added an office in Pembroke. Added an office in Toronto. No longer lists an office in Coral Gables, FL. No longer lists an office in Madrid. No longer lists an office in Menlo Park, CA. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 21800000.0, "total_employees": 379, "filing_date": "2021-02-26" }, { "period": "2022-10-01", "regulatory_assets_under_management": 6867679843.0, "total_employees": 892, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 28708954062.0, "total_employees": 959, "filing_date": "2023-06-16" }, { "period": "2024-10-01", "regulatory_assets_under_management": 34500182467.0, "total_employees": 998, "filing_date": "2024-08-16" }, { "period": "2025-10-01", "regulatory_assets_under_management": 92249239694.0, "total_employees": 1027, "filing_date": "2025-07-15" }, { "period": "2026-10-01", "regulatory_assets_under_management": 107287970838.0, "total_employees": 1421, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 1027 to 1421.", "Regulatory assets under management went from $92,249,239,694 to $107,287,970,838 (+16%).", "Changed its office addresses in Atlanta, GA.", "Changed its office addresses in Cleveland, OH.", "Changed its office addresses in Dubai.", "Changed its office addresses in Frankfurt.", "Changed its office addresses in Hong Kong.", "Changed its office addresses in London.", "Changed its office addresses in Mumbai.", "Changed its office addresses in S?o Paulo.", "Changed its office addresses in Seoul.", "Changed its office addresses in Singapore.", "Added an office in Chicago, IL.", "Added an office in Pembroke.", "Added an office in Toronto.", "No longer lists an office in Coral Gables, FL.", "No longer lists an office in Madrid.", "No longer lists an office in Menlo Park, CA.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Added an office in S?o Paulo.", "No longer lists an office in São Paulo." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "JPMorgan Chase & Co", "name_as_filed": "JPMORGAN CHASE & CO", "affiliated": false }, { "name": "The Bank of New York Mellon", "name_as_filed": "THE BANK OF NEW YORK MELLON", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/bam-credit-and-insurance-solutions-advisor-llc-new-york-ny-312792.md", "clients": [ { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 1, "fewer_than_5": true, "raum": 1121063229.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 844705588.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 27, "fewer_than_5": false, "raum": 104207510067.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 3, "fewer_than_5": true, "raum": 1114691954.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312792", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }