# Ballew Advisors Inc

> Ballew Advisors Inc is an SEC-registered investment advisory firm in Jackson, MS, registered since 1991, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 3, 2026.

- CRD: 110522
- Filed as: BALLEW ADVISORS INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Jackson, MS
- Filing period: October 2026
- Form ADV filing dated: March 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110522
- AdvisorCensus page: https://advisorcensus.com/firm/ballew-advisors-inc-jackson-ms-110522

## Quick answers

**How is Ballew Advisors Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Ballew Advisors Inc reports these compensation arrangements: a percentage of assets under its management; other.

**What does Ballew Advisors Inc's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 3, 2026 states: Up to $150,000: 2% a year; $150,000 to $5,000,000: 1% a year; Above $5,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Ballew Advisors Inc located?**
Ballew Advisors Inc's principal office is in Jackson, MS, according to its Form ADV.

**Is Ballew Advisors Inc registered with the SEC or a state?**
Ballew Advisors Inc is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 110522.

**How much does Ballew Advisors Inc manage?**
Ballew Advisors Inc reports $1,296,126,408 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary).

**How have Ballew Advisors Inc's assets and staff changed since 2021?**
In the Form ADV data for Ballew Advisors Inc: Regulatory assets under management: $825,683,979 in the October 2021 data and $1,296,126,408 in the October 2026 data, up 57%. Total employees: 11 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ballew Advisors Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (818); pension and profit sharing plans (but not the plan participants or government pension plans) (97); high net worth individuals (35).

**Does Ballew Advisors Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110522

**What changed in Ballew Advisors Inc's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,101,192,631 to $1,296,126,408 (+18%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 3, 2026)

- Up to $150,000: 2% a year
- $150,000 to $5,000,000: 1% a year
- Above $5,000,000: see the brochure

> Assets Under Management Annual Fee $0 - $150,000 *2.0% $150,000 - $5,000,000 *1% Over $5,000,000 *Negotiated

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $1,296,126,408
- Discretionary: $1,296,126,408
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 818 | $482,466,316 |
| High net worth individuals | 35 | $147,625,146 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 97 | $629,196,647 |
| Charitable organizations | 2 | $812,137 |
| Corporations or other businesses not listed above | 19 | $36,026,162 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters

### Firm details
- Registered since: 1991 (35 years)
- Employees: 11 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, FL, GA, LA, MO, MS, NC, OK, SC, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ballewwealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $825,683,979 | 11 | April 6, 2021 |
| October 2022 | $900,308,805 | 11 | March 21, 2022 |
| October 2023 | $839,696,199 | 11 | September 8, 2023 |
| October 2024 | $1,043,103,728 | 11 | March 6, 2024 |
| October 2025 | $1,101,192,631 | 11 | March 21, 2025 |
| October 2026 | $1,296,126,408 | 11 | March 3, 2026 |

Regulatory assets under management: $825,683,979 in the October 2021 data and $1,296,126,408 in the October 2026 data, up 57%.
Total employees: 11 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,101,192,631 to $1,296,126,408 (+18%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ballew Advisors Inc (CRD 110522): Form ADV filing data as of October 2026.