{
  "crd_number": 110522,
  "slug": "ballew-advisors-inc-jackson-ms-110522",
  "primary_business_name": "BALLEW ADVISORS INC",
  "legal_name": "BALLEW ADVISORS INC",
  "dbas": [],
  "city": "Jackson",
  "state": "MS",
  "country": "United States",
  "cbsa_code": "27140",
  "metro": {
    "cbsa_code": "27140",
    "common_name": "Jackson",
    "msa_name": "Jackson, MS",
    "path": "/advisors/ms/jackson"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1991-06-21",
  "years_registered": 35,
  "period": "2026-10-01",
  "filing_date": "2026-03-03",
  "carried_forward": false,
  "raum_total": 1296126408.0,
  "raum_discretionary": 1296126408.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 11,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 812137.0,
      "count": 2
    },
    "individuals": {
      "raum": 482466316.0,
      "count": 818
    },
    "pension_profit_sharing": {
      "raum": 629196647.0,
      "count": 97
    },
    "high_net_worth_individuals": {
      "raum": 147625146.0,
      "count": 35
    },
    "corporations_other_businesses": {
      "raum": 36026162.0,
      "count": 19
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "periodicals_newsletters",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "FL",
    "GA",
    "LA",
    "MO",
    "MS",
    "NC",
    "OK",
    "SC",
    "TN",
    "TX"
  ],
  "websites": [
    "https://ballewwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110522",
  "city_as_filed": "JACKSON",
  "url": "https://advisorcensus.com/firm/ballew-advisors-inc-jackson-ms-110522",
  "display_name": "Ballew Advisors Inc",
  "summary": "Ballew Advisors Inc is an SEC-registered investment advisory firm in Jackson, MS, registered since 1991, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 3, 2026.",
  "citation": "AdvisorCensus. Ballew Advisors Inc (CRD 110522): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Publication of periodicals or newsletters"
  ],
  "quick_answers": [
    {
      "q": "How is Ballew Advisors Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Ballew Advisors Inc reports these compensation arrangements: a percentage of assets under its management; other."
    },
    {
      "q": "How much does Ballew Advisors Inc charge?",
      "a": "Its Form ADV Part 2A brochure dated March 3, 2026 states: Up to $150,000: 2% a year; $150,000 to $5,000,000: 1% a year; Above $5,000,000: see the brochure. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Ballew Advisors Inc located?",
      "a": "Ballew Advisors Inc's principal office is in Jackson, MS, according to its Form ADV."
    },
    {
      "q": "Is Ballew Advisors Inc registered with the SEC or a state?",
      "a": "Ballew Advisors Inc is an SEC-registered investment advisory firm, registered since 1991. Status as filed: Approved. CRD 110522."
    },
    {
      "q": "How much does Ballew Advisors Inc manage?",
      "a": "Ballew Advisors Inc reports $1,296,126,408 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary)."
    },
    {
      "q": "How have Ballew Advisors Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Ballew Advisors Inc: Regulatory assets under management: $825,683,979 in the October 2021 data and $1,296,126,408 in the October 2026 data, up 57%. Total employees: 11 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Ballew Advisors Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (818); pension and profit sharing plans (but not the plan participants or government pension plans) (97); high net worth individuals (35)."
    },
    {
      "q": "Does Ballew Advisors Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110522"
    },
    {
      "q": "What changed in Ballew Advisors Inc's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $1,101,192,631 to $1,296,126,408 (+18%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 825683979.0,
      "total_employees": 11,
      "filing_date": "2021-04-06"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 900308805.0,
      "total_employees": 11,
      "filing_date": "2022-03-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 839696199.0,
      "total_employees": 11,
      "filing_date": "2023-09-08"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1043103728.0,
      "total_employees": 11,
      "filing_date": "2024-03-06"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1101192631.0,
      "total_employees": 11,
      "filing_date": "2025-03-21"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1296126408.0,
      "total_employees": 11,
      "filing_date": "2026-03-03"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $1,101,192,631 to $1,296,126,408 (+18%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 3, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $150,000",
        "rate": "2%"
      },
      {
        "band": "$150,000 to $5,000,000",
        "rate": "1%"
      },
      {
        "band": "Above $5,000,000",
        "rate": null,
        "note": "Not stated in this schedule; see the brochure."
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $150,000: 2% a year",
          "$150,000 to $5,000,000: 1% a year",
          "Above $5,000,000: see the brochure"
        ],
        "quotes": [
          "Assets Under Management Annual Fee \n$0 - $150,000   *2.0%          \n$150,000 - $5,000,000  *1%                                                                                                            \nOver $5,000,000  *Negotiated"
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 150000.0,
          "rate_pct": 2.0
        },
        {
          "min": 150000.0,
          "max": 5000000.0,
          "rate_pct": 1.0
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Assets Under Management Annual Fee \n$0 - $150,000   *2.0%          \n$150,000 - $5,000,000  *1%                                                                                                            \nOver $5,000,000  *Negotiated"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/ballew-advisors-inc-jackson-ms-110522.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 818,
      "fewer_than_5": false,
      "raum": 482466316.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 35,
      "fewer_than_5": false,
      "raum": 147625146.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 97,
      "fewer_than_5": false,
      "raum": 629196647.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 2,
      "fewer_than_5": false,
      "raum": 812137.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 19,
      "fewer_than_5": false,
      "raum": 36026162.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/110522",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}