# Ballast Wealth LLC

> Ballast Wealth LLC is a state-registered investment advisory firm, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 13, 2026.

- CRD: 318991
- Filed as: BALLAST WEALTH LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Alabama
- Filing period: October 2026
- Form ADV filing dated: May 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/318991
- AdvisorCensus page: https://advisorcensus.com/firm/ballast-wealth-llc-318991

## Quick answers

**How is Ballast Wealth LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ballast Wealth LLC reports these compensation arrangements: a percentage of assets under its management.

**Is Ballast Wealth LLC registered with the SEC or a state?**
Ballast Wealth LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 318991.

**How much does Ballast Wealth LLC manage?**
Ballast Wealth LLC reports $40,000,000 in regulatory assets under management in its Form ADV filing dated May 13, 2026 (100% discretionary).

**What types of clients does Ballast Wealth LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (170).

**Does Ballast Wealth LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/318991

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $40,000,000
- Discretionary: $40,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 170 | $40,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ballast Wealth LLC (CRD 318991): Form ADV filing data as of October 2026.