# Ball & Company

> Ball & Company is an SEC-registered investment advisory firm in Franklin, TN, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 4, 2026.

- CRD: 133950
- Filed as: BALL & COMPANY
- Legal name: Ball & Company Wealth Management, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Franklin, TN
- Filing period: October 2026
- Form ADV filing dated: February 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/133950
- AdvisorCensus page: https://advisorcensus.com/firm/ball-and-company-franklin-tn-133950

## Quick answers

**How is Ball & Company compensated?**
On its Form ADV (Item 5.E, October 2026), Ball & Company reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Ball & Company charge?**
Its Form ADV Part 2A brochure dated February 4, 2026 states: Flat fee: $3,500 to $10,000 (financial planning and consulting services); Hourly rate: $200 to $250 an hour (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Ball & Company located?**
Ball & Company's principal office is in Franklin, TN, according to its Form ADV.

**Is Ball & Company registered with the SEC or a state?**
Ball & Company is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 133950.

**How much does Ball & Company manage?**
Ball & Company reports $203,064,245 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (100% discretionary).

**How have Ball & Company's assets and staff changed since 2021?**
In the Form ADV data for Ball & Company: Regulatory assets under management: $165,733,320 in the October 2021 data and $203,064,245 in the October 2026 data, up 23%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ball & Company serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (89); high net worth individuals (58); pension and profit sharing plans (but not the plan participants or government pension plans) (7).

**Which custodians does Ball & Company use?**
Ball & Company's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Ball & Company report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/133950

**Does Ball & Company state an account minimum?**
Its Form ADV Part 2A brochure dated February 4, 2026 says: "As a condition for starting and maintaining relationship, Ball & Company generally imposes a minimum portfolio size of $1,000,000."

**What changed in Ball & Company's recent Form ADV filings?**
In the March 2026 filing data: Registered or notice-filed in OR.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 4, 2026)

- Account minimum: $1,000,000

> As a condition for starting and maintaining relationship, Ball & Company generally imposes a minimum portfolio size of $1,000,000.

- Flat fee: $3,500 to $10,000 (financial planning and consulting services)

> These fees are negotiable, but generally range from $3,500 to $10,000 on a fixed fee basis and/or from $200 to $250 on an hourly rate bases, depending upon the level of scope of the services

- Hourly rate: $200 to $250 an hour (financial planning and consulting services)

> These fees are negotiable, but generally range from $3,500 to $10,000 on a fixed fee basis and/or from $200 to $250 on an hourly rate bases, depending upon the level of scope of the services

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $203,064,245
- Discretionary: $203,064,245
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 89 | $37,410,895 |
| High net worth individuals | 58 | $159,100,468 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $6,498,055 |
| Corporations or other businesses not listed above | Fewer than 5 | $54,827 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2013 (13 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, OR, TN, TX, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ballandcompany.com
- Facebook @BallCoWealthManagement
- LinkedIn @jason-l-ball-cfp-57652612
- X @JasonBallCFP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $165,733,320 | 4 | March 2, 2021 |
| October 2022 | $181,737,777 | 4 | February 21, 2022 |
| October 2023 | $171,086,562 | 4 | February 15, 2023 |
| October 2024 | $175,207,537 | 4 | February 10, 2024 |
| October 2025 | $191,202,907 | 4 | February 4, 2025 |
| October 2026 | $203,064,245 | 4 | February 4, 2026 |

Regulatory assets under management: $165,733,320 in the October 2021 data and $203,064,245 in the October 2026 data, up 23%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Registered or notice-filed in OR.

### January 2026
- No longer registered or notice-filed in LA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ball & Company (CRD 133950): Form ADV filing data as of October 2026.