# Bales Financial Advisors, Inc

> Bales Financial Advisors, Inc is a state-registered investment advisory firm in Cumming, GA, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 16, 2026.

- CRD: 309477
- Filed as: BALES FINANCIAL ADVISORS, INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Cumming, GA
- Filing period: October 2026
- Form ADV filing dated: February 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/309477
- AdvisorCensus page: https://advisorcensus.com/firm/bales-financial-advisors-inc-cumming-ga-309477

## Quick answers

**How is Bales Financial Advisors, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Bales Financial Advisors, Inc reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Bales Financial Advisors, Inc located?**
Bales Financial Advisors, Inc's principal office is in Cumming, GA, according to its Form ADV.

**Is Bales Financial Advisors, Inc registered with the SEC or a state?**
Bales Financial Advisors, Inc is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 309477.

**How much does Bales Financial Advisors, Inc manage?**
Bales Financial Advisors, Inc reports $51,123,562 in regulatory assets under management in its Form ADV filing dated February 16, 2026 (100% discretionary).

**What types of clients does Bales Financial Advisors, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (270).

**Does Bales Financial Advisors, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/309477

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $51,123,562
- Discretionary: $51,123,562
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 270 | $51,123,562 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Bales Financial Advisors, Inc (CRD 309477): Form ADV filing data as of October 2026.