# Baldwin Financial, LLC

> Baldwin Financial, LLC is a state-registered investment advisory firm in Oklahoma City, OK, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 15, 2026.

- CRD: 324725
- Filed as: BALDWIN FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Oklahoma City, OK
- Filing period: October 2026
- Form ADV filing dated: May 15, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/324725
- AdvisorCensus page: https://advisorcensus.com/firm/baldwin-financial-llc-oklahoma-city-ok-324725

## Quick answers

**How is Baldwin Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Baldwin Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Baldwin Financial, LLC located?**
Baldwin Financial, LLC's principal office is in Oklahoma City, OK, according to its Form ADV.

**Is Baldwin Financial, LLC registered with the SEC or a state?**
Baldwin Financial, LLC is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 324725.

**How much does Baldwin Financial, LLC manage?**
Baldwin Financial, LLC reports $16,512,617 in regulatory assets under management in its Form ADV filing dated May 15, 2026 (80% discretionary).

**What types of clients does Baldwin Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (17); individuals (other than high net worth individuals) (15); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Does Baldwin Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/324725

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $16,512,617
- Discretionary: $13,178,732
- Non-discretionary: $3,333,885

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $1,099,009 |
| High net worth individuals | 17 | $8,352,466 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $3,333,885 |
| Charitable organizations | 1 | $323,429 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $3,403,828 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OK
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- baldwin.financial

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Baldwin Financial, LLC (CRD 324725): Form ADV filing data as of October 2026.