# Baldwin Financial Advisors, LLC

> Baldwin Financial Advisors, LLC is a state-registered investment advisory firm in Arlington Heights, IL, registered since 1983, with no regulatory assets under management reported in its Form ADV filing dated March 24, 2026.

- CRD: 115734
- Filed as: BALDWIN FINANCIAL ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Arlington Heights, IL
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/115734
- AdvisorCensus page: https://advisorcensus.com/firm/baldwin-financial-advisors-llc-arlington-heights-il-115734

## Quick answers

**How is Baldwin Financial Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Baldwin Financial Advisors, LLC reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees); other.

**Where is Baldwin Financial Advisors, LLC located?**
Baldwin Financial Advisors, LLC's principal office is in Arlington Heights, IL, according to its Form ADV.

**Is Baldwin Financial Advisors, LLC registered with the SEC or a state?**
Baldwin Financial Advisors, LLC is a state-registered investment advisory firm, registered since 1983. Status as filed: APPROVED. CRD 115734.

**What types of clients does Baldwin Financial Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (242); high net worth individuals (5).

**Does Baldwin Financial Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/115734

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 242 | $0 |
| High net worth individuals | 5 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Educational seminars/workshops

### Firm details
- Registered since: 1983 (43 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA, IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- baldwinfinancialadvisors.com
- Facebook @BALDWINFINANCIALADVISORS
- LinkedIn @KATEBALDWINFINANCIAL

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Baldwin Financial Advisors, LLC (CRD 115734): Form ADV filing data as of October 2026.