# Balboa Wealth Partners, Inc.

> Balboa Wealth Partners, Inc. is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2015, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 8, 2026.

- CRD: 282329
- Filed as: BALBOA WEALTH PARTNERS, INC.
- Also doing business as: FSA INTEGRATED, GATEWAY CAPITAL WEALTH, NAUTICAL WEALTH MANAGEMENT, RETIREMENT CONSULTANTS, RIM COUNTRY WEALTH ADVISORS, ROBINSON SHUMAKER WEALTH MANAGEMENT, TOZAI WEALTH MANAGEMENT, WEALTH MANAGEMENT SOLUTIONS, ZELKO WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: September 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/282329
- AdvisorCensus page: https://advisorcensus.com/firm/balboa-wealth-partners-inc-scottsdale-az-282329

## Quick answers

**How is Balboa Wealth Partners, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Balboa Wealth Partners, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); performance-based fees.

**Where is Balboa Wealth Partners, Inc. located?**
Balboa Wealth Partners, Inc.'s principal office is in Scottsdale, AZ, according to its Form ADV; the October 2026 filing also lists 6 other offices (Schedule D, Section 1.F).

**Is Balboa Wealth Partners, Inc. registered with the SEC or a state?**
Balboa Wealth Partners, Inc. is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 282329.

**How much does Balboa Wealth Partners, Inc. manage?**
Balboa Wealth Partners, Inc. reports $1,070,330,403 in regulatory assets under management in its Form ADV filing dated September 8, 2026 (98% discretionary).

**How have Balboa Wealth Partners, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Balboa Wealth Partners, Inc.: Regulatory assets under management: $231,510,000 in the October 2021 data and $1,070,330,403 in the October 2026 data, up 362%. Total employees: 16 in October 2021 and 37 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Balboa Wealth Partners, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (822); high net worth individuals (262); pension and profit sharing plans (but not the plan participants or government pension plans) (33).

**Which custodians does Balboa Wealth Partners, Inc. use?**
Balboa Wealth Partners, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Balboa Wealth Partners, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282329

**What changed in Balboa Wealth Partners, Inc.'s recent Form ADV filings?**
In the September 2026 filing data: Employees performing advisory functions went from 25 to 26.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,070,330,403
- Discretionary: $1,045,604,892
- Non-discretionary: $24,725,511

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 822 | $225,253,304 |
| High net worth individuals | 262 | $828,259,402 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 33 | $4,877,196 |
| Charitable organizations | Fewer than 5 | $5,450,977 |
| Corporations or other businesses not listed above | 10 | $6,489,524 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (10 years)
- Employees: 37 total, 26 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, CO, CT, FL, GA, IL, NE, NJ, NV, NY, OR, PA, TN, TX, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Encinitas, CA
- La Jolla, CA
- Long Beach, CA
- Newport Beach, CA
- Payson, AZ
- Tuscon, AZ

### Websites listed on Form ADV (Item 1.I)
- balboawealth.com
- fsaintegrated.com
- gatewaycapitalwealth.com
- gregoryday.com
- robinsonshumaker.com
- wms-llc.com
- zelkowm.com
- LinkedIn @balboa-wealth-partners-inc-
- X @jgil95

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $231,510,000 | 16 | March 24, 2021 |
| October 2022 | $512,966,698 | 26 | August 22, 2022 |
| October 2023 | $469,070,563 | 30 | March 30, 2023 |
| October 2024 | $775,979,843 | 28 | August 20, 2024 |
| October 2025 | $804,833,455 | 31 | July 18, 2025 |
| October 2026 | $1,070,330,403 | 37 | September 8, 2026 |

Regulatory assets under management: $231,510,000 in the October 2021 data and $1,070,330,403 in the October 2026 data, up 362%.
Total employees: 16 in October 2021 and 37 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Employees performing advisory functions went from 25 to 26.

### June 2026
- Changed its office addresses in Tuscon, AZ.
- Registered or notice-filed in GA.

### April 2026
- Employees performing advisory functions went from 23 to 25.
- Added the business name Retirement Consultants.
- Added the business name RIM Country Wealth Advisors.
- Changed its office addresses in La Jolla, CA.
- Changed its office addresses in Newport Beach, CA.
- Changed its office addresses in Payson, AZ.

### February 2026
- Regulatory assets under management went from $804,833,455 to $1,035,233,034 (+29%).

### January 2026
- No longer registered or notice-filed in UT.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Balboa Wealth Partners, Inc. (CRD 282329): Form ADV filing data as of October 2026.