{
  "crd_number": 282329,
  "slug": "balboa-wealth-partners-inc-scottsdale-az-282329",
  "primary_business_name": "BALBOA WEALTH PARTNERS, INC.",
  "legal_name": "BALBOA WEALTH PARTNERS, INC.",
  "dbas": [
    "FSA INTEGRATED",
    "GATEWAY CAPITAL WEALTH",
    "NAUTICAL WEALTH MANAGEMENT",
    "RETIREMENT CONSULTANTS",
    "RIM COUNTRY WEALTH ADVISORS",
    "ROBINSON SHUMAKER WEALTH MANAGEMENT",
    "TOZAI WEALTH MANAGEMENT",
    "WEALTH MANAGEMENT SOLUTIONS",
    "ZELKO WEALTH MANAGEMENT"
  ],
  "city": "Scottsdale",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2015-12-11",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-09-08",
  "carried_forward": false,
  "raum_total": 1070330403.0,
  "raum_discretionary": 1045604892.0,
  "raum_non_discretionary": 24725511.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 37,
  "advisory_employees": 26,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 5450977.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 225253304.0,
      "count": 822
    },
    "pension_profit_sharing": {
      "raum": 4877196.0,
      "count": 33
    },
    "high_net_worth_individuals": {
      "raum": 828259402.0,
      "count": 262
    },
    "corporations_other_businesses": {
      "raum": 6489524.0,
      "count": 10
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum",
    "performance_based",
    "subscription"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "CT",
    "FL",
    "GA",
    "IL",
    "NE",
    "NJ",
    "NV",
    "NY",
    "OR",
    "PA",
    "TN",
    "TX",
    "VA",
    "WA"
  ],
  "websites": [
    "https://balboawealth.com",
    "https://fsaintegrated.com",
    "https://gatewaycapitalwealth.com",
    "https://gregoryday.com",
    "https://linkedin.com/company/balboa-wealth-partners-inc-",
    "https://robinsonshumaker.com",
    "https://twitter.com/jgil95",
    "https://wms-llc.com",
    "https://zelkowm.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/282329",
  "city_as_filed": "SCOTTSDALE",
  "url": "https://advisorcensus.com/firm/balboa-wealth-partners-inc-scottsdale-az-282329",
  "display_name": "Balboa Wealth Partners, Inc.",
  "summary": "Balboa Wealth Partners, Inc. is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2015, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 8, 2026.",
  "citation": "AdvisorCensus. Balboa Wealth Partners, Inc. (CRD 282329): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Subscription fees (for a newsletter or periodical)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Balboa Wealth Partners, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Balboa Wealth Partners, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); performance-based fees."
    },
    {
      "q": "Where is Balboa Wealth Partners, Inc. located?",
      "a": "Balboa Wealth Partners, Inc.'s principal office is in Scottsdale, AZ, according to its Form ADV; the October 2026 filing also lists 6 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Balboa Wealth Partners, Inc. registered with the SEC or a state?",
      "a": "Balboa Wealth Partners, Inc. is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 282329."
    },
    {
      "q": "How much does Balboa Wealth Partners, Inc. manage?",
      "a": "Balboa Wealth Partners, Inc. reports $1,070,330,403 in regulatory assets under management in its Form ADV filing dated September 8, 2026 (98% discretionary)."
    },
    {
      "q": "How have Balboa Wealth Partners, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Balboa Wealth Partners, Inc.: Regulatory assets under management: $231,510,000 in the October 2021 data and $1,070,330,403 in the October 2026 data, up 362%. Total employees: 16 in October 2021 and 37 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Balboa Wealth Partners, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (822); high net worth individuals (262); pension and profit sharing plans (but not the plan participants or government pension plans) (33)."
    },
    {
      "q": "Which custodians does Balboa Wealth Partners, Inc. use?",
      "a": "Balboa Wealth Partners, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Balboa Wealth Partners, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282329"
    },
    {
      "q": "What changed in Balboa Wealth Partners, Inc.'s recent Form ADV filings?",
      "a": "In the September 2026 filing data: Employees performing advisory functions went from 25 to 26."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 231510000.0,
      "total_employees": 16,
      "filing_date": "2021-03-24"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 512966698.0,
      "total_employees": 26,
      "filing_date": "2022-08-22"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 469070563.0,
      "total_employees": 30,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 775979843.0,
      "total_employees": 28,
      "filing_date": "2024-08-20"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 804833455.0,
      "total_employees": 31,
      "filing_date": "2025-07-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1070330403.0,
      "total_employees": 37,
      "filing_date": "2026-09-08"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Employees performing advisory functions went from 25 to 26."
      ]
    },
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Changed its office addresses in Tuscon, AZ.",
        "Registered or notice-filed in GA."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 23 to 25.",
        "Added the business name Retirement Consultants.",
        "Added the business name RIM Country Wealth Advisors.",
        "Changed its office addresses in La Jolla, CA.",
        "Changed its office addresses in Newport Beach, CA.",
        "Changed its office addresses in Payson, AZ."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Regulatory assets under management went from $804,833,455 to $1,035,233,034 (+29%)."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in UT."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/balboa-wealth-partners-inc-scottsdale-az-282329.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 822,
      "fewer_than_5": false,
      "raum": 225253304.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 262,
      "fewer_than_5": false,
      "raum": 828259402.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 33,
      "fewer_than_5": false,
      "raum": 4877196.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 5450977.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 10,
      "fewer_than_5": false,
      "raum": 6489524.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/282329",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}